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| Date | Client | Type | Sub-Type | Amt. | Logo | Sector/Sub-Sector | Description | Tombstone Description | PSC Role | |
|---|---|---|---|---|---|---|---|---|---|---|
| Published | 10/13/2021 | Gitlab Inc. | Financing, Equity Capital Markets | IPO | $880.9 Million | Image
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Technology, Software | °µÍø³Ô¹Ï served as bookrunner for GitLab Inc. on its initial public offering | Initial Public Offering | Active Bookrunner |
| Published | 10/13/2021 | ExplORer Surgical Corp. | Mergers & Acquisitions | Sell-Side | Image
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Healthcare, Information-Driven Healthcare, Med-Tech | °µÍø³Ô¹Ï served as sell-side advisor for ExplORer Surgical Corp. on sale to Global Healthcare Exchange, LLC | ExplORer Surgical Corp. has been acquired by Global Healthcare Exchange, LLC | Financial Advisor | |
| Published | 10/12/2021 | Laborie Medical Technologies, Inc. | Mergers & Acquisitions | Buy-Side | Image
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Healthcare, Med-Tech | °µÍø³Ô¹Ï served as buy-side advisor for Laborie Medical Technologies Corp., a portfolio company of Patricia Industries AB, on acquisition of Pelvalon | Laborie Medical Technologies Corp., a portfolio company of Patricia Industries AB, has acquired Pelvalon | Financial Advisor | |
| Published | 10/12/2021 | AvidXchange, Inc. | Financing, Equity Capital Markets | IPO | $673.6 Million | Image
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Financial Services, Technology, Software | °µÍø³Ô¹Ï served as bookrunner for AvidXchange Holdings, Inc. on its initial public offering | Initial Public Offering | Active Bookrunner |
| Published | 10/12/2021 | Apollo Endosurgery, Inc. | Financing, Equity Capital Markets | CMFO | $75.0 Million | Image
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Healthcare, Med-Tech | °µÍø³Ô¹Ï served as left bookrunner for Apollo Endosurgery Inc. on a confidentially marketed follow-on offering | Confidentially Marketed Follow-On Offering | Left Bookrunner |
| Published | 10/11/2021 | Delta Med S.p.A. | Mergers & Acquisitions | Sell-Side | Image
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Healthcare, Med-Tech | °µÍø³Ô¹Ï served as sell-side advisor for Delta Med S.p.A., a portfolio company of Augens Capital, on sale to White Bridge Investments | Delta Med S.p.A., a portfolio company of Augens Capital, has been acquired by White Bridge Investments | Financial Advisor | |
| Published | 10/11/2021 | ESS Tech, Inc. | Mergers & Acquisitions | Sell-Side | $1.1 Billion | Image
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Energy, Power & Infrastructure, Renewables & Clean Energy | °µÍø³Ô¹Ï served as a capital markets advisor to ESS Tech Inc. on merger with ACON S2 Acquisition Corp., a special purpose acquisition company. The newly formed entity will trade on the New York Stock Exchange under the ticker "GWH" | ESS Tech Inc. has merged with ACON S2 Acquisition Corp. | Financial Advisor |
| Published | 10/10/2021 | Clear Street | Equity Capital Markets, Financing | Preferred Stock | $35.0 Million | Image
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Financial Services, FinTech | °µÍø³Ô¹Ï served as sole placement agent fr Clear Street on a 7.00% fixed-rate reset cumulative perpetual preferred stock offering | Preferred Stock | Sole Placement Agent |
| Published | 10/08/2021 | Python Holdings | Financing, Debt Capital Markets | Senior Secured Debt | $75.0 Million | Image
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Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment | °µÍø³Ô¹Ï served as sole placement agent for Python Holdings, LLC on a committed debt capital raise in the form of a senior secured term loan and delayed draw term loan | Senior Secured Term Loan and Delayed Draw Term Loan | Financial Advisor |
| Published | 10/07/2021 | Agspring, LLC | Restructuring | Sale of Assets | Image
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Consumer, Agriculture & Biorenewables | °µÍø³Ô¹Ï served as investment banker for Agspring, LLC on a series of asset sales. The business segments were acquired by CGB Enterprises, Greenfield Holdings, LLC, Ardent Mills, LLC, and The Arthur Companies, Inc. | Sale of Assets | Financial Advisor | |
| Published | 10/05/2021 | Oryx Midstream Holdings LLC | Mergers & Acquisitions | Sell-Side | Image
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Energy, Power & Infrastructure, Energy & Power Infrastructure | °µÍø³Ô¹Ï served as lead financial advisor for Oryx Midstream Holdings LLC on its entrance in to a strategic joint venture with Plains All American Pipeline, L.P. to form Plains Oryx Permian Basin LLC. Oryx and Plains merged their respective assets, operations and commercial activities within the Permian Basin | Oryx Midstream Holdings LLC has formed a strategic joint venture with Plains All American Pipeline, L.P. | Financial Advisor | |
| Published | 10/01/2021 | Digital Infrastructure Fund | Private Capital Advisory, Private Funds | Private Funds | $1.5 Billion | Private Capital Advisory | °µÍø³Ô¹Ï served as sole placement agent for the final close of Capital Formation digital infrastructure mandate | Digital Infrastructure Fund |
Sole Placement Agent | |
| Published | 10/01/2021 | Central Financial Holdings, Inc. | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Senior Notes | $7.5 Million | Image
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Financial Services, Depositories | °µÍø³Ô¹Ï served as sole placement agent for Central Financial Holdings, Inc., holding company for Central Bank, on a 5.00% fixed rate senior unsecured notes offering due in 2026 | Senior Notes | Sole Placement Agent |
| Published | 10/01/2021 | CGG S.A. | Mergers & Acquisitions | Division Carve Out | $95.0 Million | Image
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Energy, Power & Infrastructure, Energy & Power Services & Equipment | °µÍø³Ô¹Ï served as sell-side advisor for CGG S.A. on divestiture of its GeoSoftware business to Topicus.com Inc and Vela Software | CGG S.A. has divested its GeoSoftware business to Topicus.com Inc and Vela Software | Financial Advisor |
| Published | 10/01/2021 | Enfusion | Equity Capital Markets, Financing | IPO | $366.6 Million | Image
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Financial Services, FinTech | °µÍø³Ô¹Ï served as co-manager for enfusion on its initial public offering | Initial Public Offering | Co-Manager |
| Published | 10/01/2021 | Ranger Energy Services | Financing, Debt Capital Markets | Senior Secured Debt | $77.5 Million | Image
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Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment | °µÍø³Ô¹Ï served as sole placement agent on the placement of a committed debt financing in the form of a revolving credit facility, machinery and equipment term loan and term loan B facility | Senior Secured Credit Facilities | Sole Placement Agent |
| Published | 10/01/2021 | First Watch Restaurants, Inc. | Financing, Equity Capital Markets | IPO | $195.8 Million | Image
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Consumer, Restaurants | °µÍø³Ô¹Ï served as bookrunner for First Watch Restaurant Group, Inc. on its initial public offering | Initial Public Offering | Passive Bookrunner |
| Published | 10/01/2021 | M 360 Advisors | Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services | Senior Notes | $75.0 Million | Image
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Financial Services, Real Estate | °µÍø³Ô¹Ï served as sole placement agent for M 360 Advisors on a 5.00% senior notes offering due in 2026 | Senior Notes | Sole Placement Agent |
| Published | 10/01/2021 | Texas Citizens Bank | Mergers & Acquisitions | Sell-Side | $52.9 Million | Image
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Financial Services, Depositories | °µÍø³Ô¹Ï served as sell-side advisor for Texas Citizens Bank on sale to Business First Bancshares | Texas Citizens Bank has been acquired by Business First Bancshares | Financial Advisor |
| Published | 10/01/2021 | Darktrace Ltd. | Financing, Equity Capital Markets | Follow-On Offering | $253.3 Million | Image
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Technology, Software | °µÍø³Ô¹Ï served as bookrunner for Darktrace Ltd. on a follow-on offering | Follow-On Offering | Active Bookrunner |
°µÍø³Ô¹Ï acquired TRS Advisors on 12/31/2020, Stamford Partners on 6/13/2022, DBO Partners on 10/10/2022, Aviditi Advisors on 8/23/2024 and G Squared Capital Partners on 9/12/2025, transactions completed prior were executed by the respective firm.