°µÍø³Ô¹Ï

Shareholder Information

°µÍø³Ô¹Ï Stock

Where are your shares traded?

°µÍø³Ô¹Ï common stock is listed and traded on the New York Stock Exchange.

What is the ticker symbol?

The °µÍø³Ô¹Ï common stock ticker symbol is PIPR.

What is the °µÍø³Ô¹Ï CUSIP number for common stock?

724078 10 0

Dividend

Does °µÍø³Ô¹Ï issue dividends?

Yes. °µÍø³Ô¹Ï began issuing dividends in early 2017. Our board of directors reserves the right to change our dividend policy at any time.

What is the current dividend rate?

Our current dividend policy is to return 30% to 50% of fiscal year adjusted net income to shareholders through the payment of regular quarterly and special cash dividends, subject to prior approval by our board of directors. View dividend history

Transfer Agent

Who is the transfer agent?

Broadridge acts as transfer agent and registrar for °µÍø³Ô¹Ï and maintains all shareholder records for the company.

Broadridge Corporate Issuer Solutions 
P.O. Box 1342, Brentwood, NY 11717 
+1 (800) 872-4409 

How can I change my address on my account?

Please call our transfer agent, Broadridge, at +1 (800) 872-4409.

How can I find out how many shares of °µÍø³Ô¹Ï stock I own?

Please contact our transfer agent:

Broadridge Corporate Issuer Solutions 
P.O. Box 1342, Brentwood, NY 11717 
+1 (800) 872-4409 

Alternatively, if you hold shares at a bank or brokerage, contact that firm.

Who should I contact regarding my stock certificate(s)?

Please call our transfer agent, Broadridge, at +1 (800) 872-4409.

Financial Information

How can I obtain a copy of the Annual Report or other SEC documents such as a prospectus, 10-K or 10-Q?

You can obtain these and other °µÍø³Ô¹Ï investor materials in the Financial Reports & Presentations section of the Investor Relations site, or you can contact our Investor Relations Department. SEC filings are also accessible through the SEC’s Edgar database.

When does the company's fiscal quarters and year end?

°µÍø³Ô¹Ï fiscal quarters and year follow the calendar quarters and year. The first quarter ends on March 31; the second quarter ends on June 30; the third quarter ends on September 30; and the fourth quarter and fiscal year ends on December 31.

Who are the independent auditors for °µÍø³Ô¹Ï?

Ernst & Young LLP.

Contact Information

How can I contact someone in Investor Relations?

Contact °µÍø³Ô¹Ï Investor Relations via email.

Spin-off From U.S. Bancorp

When did °µÍø³Ô¹Ï (formerly Piper Jaffray Companies) spin off from U.S. Bancorp?

°µÍø³Ô¹Ï (NYSE: PIPR) (formerly Piper Jaffray Companies (NYSE: PJC)) became a stand-alone public company on December 31, 2003.

How many shares of °µÍø³Ô¹Ï (formerly Piper Jaffray Companies) common stock should I have received?

As part of the spin-off, U.S. Bancorp distributed one share of °µÍø³Ô¹Ï (formerly Piper Jaffray Companies) common stock for every 100 shares of U.S. Bancorp common stock.

How do I calculate the tax basis for my U.S. Bancorp and °µÍø³Ô¹Ï (formerly Piper Jaffray) shares as a result of the spin-off?

See the sample °µÍø³Ô¹Ï cost basis allocation.