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Investment Banking Transactions

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Date Client Type Sub-Type Amt. Logo Sector/Sub-Sector Description Tombstone Description PSC Role
Published 03/19/2025 Akebia Therapeutics Equity Capital Markets CMFO $50.0 Million Healthcare, Biopharma °µÍø³Ô¹Ï served as bookrunner for Akebia Therapeutics on its CMFO Confidentially Marketed Follow-On Offering Active Bookrunner
Published 03/19/2025 Lufkin Industries Mergers & Acquisitions Sell-Side Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment °µÍø³Ô¹Ï served as sell-side advisor for Lufkin Industries, a portfolio company of KPS Capital Partners, on the sale of its North American Downhole business to Q2 Artificial Lift Services, a portfolio company of Pelican Energy Partners Lufkin, a portfolio company of KPS Capital Partners, has sold its North American Downhole Business to Q2 Artificial Lift Services, a portfolio company of Pelican Energy Partners Financial Advisor
Published 03/14/2025 KLX Energy Solutions Financing, Equity Capital Markets At the Market Offering $25.0 Million Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment °µÍø³Ô¹Ï served as placement agent for KLX Energy Solutions on an ATM offering ATM Program Common Stock Sole Placement Agent
Published 03/13/2025 Ready Capital Mergers & Acquisitions Buy-Side $76.7 Million Financial Services, Real Estate °µÍø³Ô¹Ï served as financial advisor for Ready Capital on its acquisition of United Development Funding IV Ready Capital has acquired United Development Funding IV Financial Advisor
Published 03/11/2025 Vehicle Accessories Mergers & Acquisitions Sell-Side Services & Industrials, Automotive Aftermarket °µÍø³Ô¹Ï served as sell-side advisor for Vehicle Accessories, a portfolio company of Kinderhook Industries, has been acquired by RealTruck, a portfolio company of L Catterton Vehicle Accessories, a portfolio company of Kinderhook, has been acquired by RealTruck, a portfolio company of L Catterton Financial Advisor
Published 03/11/2025 Bar Harbor Bankshares Mergers & Acquisitions Buy-Side $42.0 Million Financial Services, Depositories °µÍø³Ô¹Ï has advised Bar Harbor Bankshares on its announced acquisition of Woodsville Guaranty Savings Bank Bar Harbor Bankshares has agreed to acquire Woodsville Guaranty Savings Bank Financial Advisor
Published 03/05/2025 Kestra Medical Technologies Equity Capital Markets IPO $202.0 Million Healthcare, Med-Tech °µÍø³Ô¹Ï served as bookrunner for Kestra Medical Technologies on its IPO
Initial Public Offering Active Bookrunner
Published 03/05/2025 4C Medical Technologies Mergers & Acquisitions Minority Investment $175.0 Million Healthcare, Med-Tech °µÍø³Ô¹Ï acted as the exclusive agent and strategic advisor to 4C Medical in connection with its Series D capital raise led by Boston Scientific
Series D Financing Financial Advisor
Published 03/04/2025 Alphatec Holdings Equity Capital Markets Convertible Offering $350.0 Million Healthcare, Med-Tech °µÍø³Ô¹Ï served as bookrunner on Alphatec Holdings convertible senior notes offering Senior Notes Offering Passive Bookrunner
Published 03/03/2025 Tenaya Therapeutics Equity Capital Markets CMFO $52.5 Million Healthcare, Biopharma °µÍø³Ô¹Ï served as bookrunner for Tenaya Therapeutics on its CMFO
Confidentially Marketed Follow-On Offering Active Bookrunner
Published 02/28/2025 Seacoast Banking Corp. of Florida Mergers & Acquisitions Buy-Side $110.0 Million Financial Services, Depositories °µÍø³Ô¹Ï served as buy-side advisor for Seacoast Banking Corporation of Florida in agreed acquisition of Heartland National Bank Seacoast Banking Corporation of Florida has agreed to acquire Heartland National Bank Financial Advisor
Published 02/27/2025 Community Healthcare Trust Equity Capital Markets At the Market Offering $300.0 Million Healthcare, Biopharma °µÍø³Ô¹Ï served as placement agent for Community Healthcare Trust on an ATM Offering ATM Sole Placement Agent
Published 02/27/2025 Petronash Mergers & Acquisitions Strategic Advisory Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment °µÍø³Ô¹Ï served as financial advisor for Petronash on its acquisition to Bawan Company Petronash has been acquired by Bawan Company Financial Advisor
Published 02/27/2025 Altimmune Financing, Equity Capital Markets At the Market Offering $150.0 Million Healthcare, Biopharma °µÍø³Ô¹Ï served as placement agent for Altimmune on an ATM offering ATM Program Common Stock Sole Placement Agent
Published 02/26/2025 Rithm Property Trust Equity Capital Markets Preferred Stock $50.0 Million Financial Services, Specialty Finance °µÍø³Ô¹Ï served as bookrunner for Rithm Property Trust on preferred stock offering
Preferred Stock Left Bookrunner
Published 02/25/2025 Quaint Oak Bancorp, Inc. Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services Subordinated Notes $9.8 Million Financial Services, Depositories °µÍø³Ô¹Ï served as sole placement agent for Quaint Oak Bancorp, Inc. on its senior notes offering Senior Notes Sole Placement Agent
Published 02/25/2025 OrganOx Equity Private Placements Minority Capital Raise $142.0 Million Healthcare, Med-Tech °µÍø³Ô¹Ï served as sole financial advisor for OrganOx on its growth investment from HealthQuest Capital Management, Sofina, Avidity Partners, Soleus Capital Management, and existing investors BGF and Lauxera Capital Partners. The transaction also featured secondary proceeds

OrganOx has received a growth investment from HealthQuest Capital Management, Sofina, Avidity Partners, Soleus Capital Management, and existing investors BGF and Lauxera Capital Partners Financial Advisor
Published 02/25/2025 Centinel Spine Financing, Debt Capital Markets Senior Term Loan $70.0 Million Healthcare, Med-Tech °µÍø³Ô¹Ï served as sole placement agent for Centinel Spine on its senior secured term loan and ABL revolver Sr. Secured Term Loan & ABL Revolver Sole Placement Agent
Published 02/25/2025 Old Second Bancorp Inc. Mergers & Acquisitions Buy-Side $197.0 Million Financial Services, Depositories °µÍø³Ô¹Ï served as buy-side advisor for Old Second Bancorp in agreed acquisition of Evergreen Bank Group Old Second Bancorp has agreed to acquire Evergreen Bank Group Financial Advisor
Published 02/24/2025 Ready Capital Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services Senior Notes $220.0 Million Financial Services, Real Estate °µÍø³Ô¹Ï served as sole placement agent for Ready Capital on its senior notes offering Senior Secured Notes Sole Placement Agent

°µÍø³Ô¹Ï acquired TRS Advisors on 12/31/2020, Stamford Partners on 6/13/2022, DBO Partners on 10/10/2022, Aviditi Advisors on 8/23/2024 and G Squared Capital Partners on 9/12/2025, transactions completed prior were executed by the respective firm.