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| Date | Client | Type | Sub-Type | Amt. | Logo | Sector/Sub-Sector | Description | Tombstone Description | PSC Role | |
|---|---|---|---|---|---|---|---|---|---|---|
| Published | 07/01/2021 | Western Alliance Bancorporation | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Notes | $600.0 Million | Image
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Financial Services, Depositories | °µÍø³Ô¹Ï served as left bookrunner for Western Alliance Bancorporation on a 3.00% fixed-to-floating rate subordinated notes offering due in 2031 | Subordinated Notes | Left Bookrunner |
| Published | 07/01/2021 | Ellington Financial | Financing, Equity Capital Markets | Follow-On Offering | $125.7 Million | Image
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Financial Services | °µÍø³Ô¹Ï served as co-manager for Ellington Financial on a follow-on offering | Follow-On Offering | Co-Manager |
| Published | 07/01/2021 | U.S. Century Bank | Equity Capital Markets, Financing | IPO | $46.0 Million | Image
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Financial Services, Depositories | °µÍø³Ô¹Ï served as co-manager for U.S. Century Bank on its initial public offering | Initial Public Offering | Co-Manager |
| Published | 07/01/2021 | Capstone | Mergers & Acquisitions | Sell-Side | Image
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Technology, Defense & Government | °µÍø³Ô¹Ï served as sell-side advisor for Capstone on its sale to Client Solution Architects, with Growth Capital provided by Blue Delta Capital Partners | Capstone has been acquired by Client Solution Architects, with Growth Capital provided by Blue Delta Capital Partners | Financial Advisor | |
| Published | 07/01/2021 | New Hampshire Mutual Bancorp | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Notes | $20.0 Million | Image
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Financial Services, Depositories | °µÍø³Ô¹Ï served as sole placement agent for New Hampshire Mutual Bankcorp on a 3.25% fixed-to-floating rate subordinated notes offering due in 2031 | Subordinated Notes | Sole Placement Agent |
| Published | 07/01/2021 | Prosper Bank | Equity Capital Markets, Financing | Follow-On Offering | $27.8 Million | Image
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Financial Services, Depositories | °µÍø³Ô¹Ï served as sole admin agent for Prosper Bank on a follow-on offering | Follow-On Offering | Sole Admin Agent |
| Published | 07/01/2021 | Teton Financial Services, Inc. | Mergers & Acquisitions | Sell-Side | $48.0 Million | Image
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Financial Services, Depositories | °µÍø³Ô¹Ï served as sell-side advisor for Teton Financial Services, Inc., holding company for Rocky Mountain Bank, on sale to First Western | Teton Financial Services, Inc., holding company for Rocky Mountain Bank, on sale to First Western | Financial Advisor |
| Published | 07/01/2021 | First Women's Bank | Equity Capital Markets, Financing | Minority Capital Raise | $31.3 Million | Image
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Financial Services, Depositories | °µÍø³Ô¹Ï served as sole placement agent for First Women's Bank on a private placement | Private Placement | Sole Placement Agent |
| Published | 07/01/2021 | Trinitas Capital Management | Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services | Senior Unsecured Debt | $90.0 Million | Image
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Financial Services, Asset & Wealth Management | °µÍø³Ô¹Ï served as sole placement for Trinitas Capital Management on a senior unsecured notes offering | Senior Unsecured Notes Offering | Sole Placement Agent |
| Published | 07/01/2021 | Bridgewater Bancshares, Inc. | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Notes | $30.0 Million | Image
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Financial Services, Depositories | °µÍø³Ô¹Ï served as sole placement agent for Bridgewater Bancshares, Inc. on a 3.25% fixed-to-floating rate subordinated notes offering due in 2031 | Subordinated Notes | Sole Placement Agent |
| Published | 07/01/2021 | Genesis Bank | Equity Capital Markets, Financing | Follow-On Offering | $57.0 Million | Image
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Financial Services, Depositories | °µÍø³Ô¹Ï served as sole admin agent for Genesis Bank on a follow-on offering | Follow-On Offering | Sole Admin Agent |
| Published | 07/01/2021 | Regent Capital Corporation | Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services | Subordinated Notes | $20.0 Million | Financial Services, Depositories | °µÍø³Ô¹Ï served as sole placement agent for Regent Capital Corporation on a 4.00% fixed-to-floating rate subordinated notes offering due in 2031 | Subordinated Notes | Sole Placement Agent | |
| Published | 06/30/2021 | EverCommerce Inc. | Financing, Equity Capital Markets | IPO | $372.0 Million | Image
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Technology, Software | °µÍø³Ô¹Ï served as bookrunner for EverCommerce Inc. on its initial public offering | Initial Public Offering | Active Bookrunner |
| Published | 06/30/2021 | Aligos Therapeutics | Financing, Equity Capital Markets | Follow-On Offering | $83.6 Million | Image
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Healthcare, Biopharma | °µÍø³Ô¹Ï served as bookrunner for Aligos Therapeutics, Inc. on a follow-on offering | Follow-On Offering | Active Bookrunner |
| Published | 06/30/2021 | Tempest Therapeutics Inc. (Millendo Therapeutics) | Financing, Equity Capital Markets | PIPE | $30.0 Million | Image
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Healthcare, Biopharma | °µÍø³Ô¹Ï served as sole placement agent for Tempest Therapeutics, Inc. on a PIPE offering | PIPE | Sole Placement Agent |
| Published | 06/30/2021 | CGG Holding B.V. | Mergers & Acquisitions | Sell-Side | Image
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Energy, Power & Infrastructure, Energy & Power Services & Equipment | °µÍø³Ô¹Ï served as the exclusive corporate finance advisor for CGG Holding B.V. on the divestiture of its airborne and marine multi-physiscs data acquisition business to Xcalibur Airborne Geophysics | CGG Holding B.V. has divested its airborne and marine multi-physiscs data acquisition business to Xcalibur Airborne Geophysics | Financial Advisor | |
| Published | 06/30/2021 | Solve Industrial Motion Group | Mergers & Acquisitions | Sell-Side | Image
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Services & Industrials, Distribution | °µÍø³Ô¹Ï served as sell-side advisor for PTI-LMS Holding Corp. (dba Solve Industrial Motion Group), a portfolio company of Incline Equity Partners, on sale to Audax Group | PTI-LMS Holding Corp. (dba Solve Industrial Motion Group), a portfolio company of Incline Equity Partners, has been acquired by Audax Group | Financial Advisor | |
| Published | 06/30/2021 | Tempest Therapeutics Inc. | Financing, Equity Capital Markets | Advisory | $175.5 Million | Image
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Healthcare, Biopharma | °µÍø³Ô¹Ï served as left bookrunner for Tempest Therapeutics Inc. on a reverse merger | Reverse Merger | Financial Advisor |
| Published | 06/30/2021 | Forbes Energy Services Ltd. | Mergers & Acquisitions | Sell-Side | Image
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Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment | °µÍø³Ô¹Ï served as financial advisor for Forbes Energy Services Ltd. on contribution of assets to Axis Energy Services | Forbes Energy Services Ltd. has contributed assets to Axis Energy Services | Financial Advisor | |
| Published | 06/30/2021 | Intapp, Inc. | Financing, Equity Capital Markets | IPO | $314.0 Million | Image
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Technology, Software | °µÍø³Ô¹Ï served as bookrunner for IntApp, Inc. on its initial public offering | Initial Public Offering | Active Bookrunner |
°µÍø³Ô¹Ï acquired TRS Advisors on 12/31/2020, Stamford Partners on 6/13/2022, DBO Partners on 10/10/2022, Aviditi Advisors on 8/23/2024 and G Squared Capital Partners on 9/12/2025, transactions completed prior were executed by the respective firm.