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| Date | Client | Type | Sub-Type | Amt. | Logo | Sector/Sub-Sector | Description | Tombstone Description | PSC Role | |
|---|---|---|---|---|---|---|---|---|---|---|
| Published | 07/02/2021 | Nyxoah S.A. | Financing, Equity Capital Markets | IPO | $97.8 Million | Image
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Healthcare, Med-Tech | °µÍø³Ô¹Ï served as left bookrunner for Nyxoah SA on its U.S. initial public offering | Initial Public Offering | Left Bookrunner |
| Published | 07/02/2021 | Hanna Andersson Corporation | Financing, Debt Capital Markets | Senior Term Loan | $125.0 Million | Image
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Consumer, Retail & Disruptive Commerce | °µÍø³Ô¹Ï served as sole debt placement agent for Hanna Andersson Corporation, a portfolio company of L Catterton, on its debt financing | Senior Term Loan | Joint Placement Agent |
| Published | 07/01/2021 | Aventine Property Group | Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services | Senior Notes | $100.0 Million | Image
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Financial Services, Real Estate | °µÍø³Ô¹Ï served as sole placement agent for Aventine Property Group on a mandatorily convertible senior notes offering | Convertible Offering | Sole Placement Agent |
| Published | 07/01/2021 | United Community Banks, Inc. | Mergers & Acquisitions | Buy-Side | $517.0 Million | Image
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Financial Services, Depositories | °µÍø³Ô¹Ï served as buy-side advisor for United Community Banks, Inc. on acquisition of Reliant Bancorp, Inc. | United Community Banks, Inc. has acquired Reliant Bancorp, Inc. | Financial Advisor |
| Published | 07/01/2021 | Ellington Financial | Financing, Equity Capital Markets | Follow-On Offering | $125.7 Million | Image
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Financial Services | °µÍø³Ô¹Ï served as co-manager for Ellington Financial on a follow-on offering | Follow-On Offering | Co-Manager |
| Published | 07/01/2021 | Legends Financial Holdings, Inc. | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Notes | $20.0 Million | Image
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Financial Services, Depositories | °µÍø³Ô¹Ï served as sole placement agent for Legends Financial Holdings, Inc., holding company for Legends Bank, on a 3.50% fixed-to-floating rate subordinated notes offering due in 2031 | Subordinated Notes | Sole Placement Agent |
| Published | 07/01/2021 | U.S. Century Bank | Equity Capital Markets, Financing | IPO | $46.0 Million | Image
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Financial Services, Depositories | °µÍø³Ô¹Ï served as co-manager for U.S. Century Bank on its initial public offering | Initial Public Offering | Co-Manager |
| Published | 07/01/2021 | Trinitas Capital Management | Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services | Senior Unsecured Debt | $90.0 Million | Image
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Financial Services, Asset & Wealth Management | °µÍø³Ô¹Ï served as sole placement for Trinitas Capital Management on a senior unsecured notes offering | Senior Unsecured Notes Offering | Sole Placement Agent |
| Published | 07/01/2021 | Capstone | Mergers & Acquisitions | Sell-Side | Image
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Technology, Defense & Government | °µÍø³Ô¹Ï served as sell-side advisor for Capstone on its sale to Client Solution Architects, with Growth Capital provided by Blue Delta Capital Partners | Capstone has been acquired by Client Solution Architects, with Growth Capital provided by Blue Delta Capital Partners | Financial Advisor | |
| Published | 07/01/2021 | Prosper Bank | Equity Capital Markets, Financing | Follow-On Offering | $27.8 Million | Image
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Financial Services, Depositories | °µÍø³Ô¹Ï served as sole admin agent for Prosper Bank on a follow-on offering | Follow-On Offering | Sole Admin Agent |
| Published | 07/01/2021 | Western Alliance Bancorporation | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Notes | $600.0 Million | Image
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Financial Services, Depositories | °µÍø³Ô¹Ï served as left bookrunner for Western Alliance Bancorporation on a 3.00% fixed-to-floating rate subordinated notes offering due in 2031 | Subordinated Notes | Left Bookrunner |
| Published | 07/01/2021 | Teton Financial Services, Inc. | Mergers & Acquisitions | Sell-Side | $48.0 Million | Image
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Financial Services, Depositories | °µÍø³Ô¹Ï served as sell-side advisor for Teton Financial Services, Inc., holding company for Rocky Mountain Bank, on sale to First Western | Teton Financial Services, Inc., holding company for Rocky Mountain Bank, on sale to First Western | Financial Advisor |
| Published | 07/01/2021 | First Women's Bank | Equity Capital Markets, Financing | Minority Capital Raise | $31.3 Million | Image
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Financial Services, Depositories | °µÍø³Ô¹Ï served as sole placement agent for First Women's Bank on a private placement | Private Placement | Sole Placement Agent |
| Published | 07/01/2021 | Genesis Bank | Equity Capital Markets, Financing | Follow-On Offering | $57.0 Million | Image
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Financial Services, Depositories | °µÍø³Ô¹Ï served as sole admin agent for Genesis Bank on a follow-on offering | Follow-On Offering | Sole Admin Agent |
| Published | 07/01/2021 | New Hampshire Mutual Bancorp | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Notes | $20.0 Million | Image
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Financial Services, Depositories | °µÍø³Ô¹Ï served as sole placement agent for New Hampshire Mutual Bankcorp on a 3.25% fixed-to-floating rate subordinated notes offering due in 2031 | Subordinated Notes | Sole Placement Agent |
| Published | 07/01/2021 | Bridgewater Bancshares, Inc. | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Notes | $30.0 Million | Image
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Financial Services, Depositories | °µÍø³Ô¹Ï served as sole placement agent for Bridgewater Bancshares, Inc. on a 3.25% fixed-to-floating rate subordinated notes offering due in 2031 | Subordinated Notes | Sole Placement Agent |
| Published | 07/01/2021 | Robinhood | Financing, Equity Capital Markets | IPO | $2.4 Billion | Image
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Financial Services, FinTech | °µÍø³Ô¹Ï served as co-manager for Robinhood on its initial public offering | Initial Public Offering | Co-Manager |
| Published | 07/01/2021 | Spencer Savings Bank | Mergers & Acquisitions | Buy-Side | Image
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Financial Services, Depositories | °µÍø³Ô¹Ï served as buy-side advisor for Spencer Savings Bank on acquisition of Mariner's Bank | Spencer Savings Bank has acquired Mariner's Bank | Financial Advisor | |
| Published | 07/01/2021 | NorthEast Community Bancorp, Inc. | Equity Capital Markets, Financing | Follow-On Offering | $97.8 Million | Image
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Financial Services, Depositories | °µÍø³Ô¹Ï served as sole marketing agent for NorthEast Community Bancorp, Inc. on a follow-on offering | Follow-On Offering | Sole Admin Agent |
| Published | 07/01/2021 | Regent Capital Corporation | Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services | Subordinated Notes | $20.0 Million | Financial Services, Depositories | °µÍø³Ô¹Ï served as sole placement agent for Regent Capital Corporation on a 4.00% fixed-to-floating rate subordinated notes offering due in 2031 | Subordinated Notes | Sole Placement Agent |
°µÍø³Ô¹Ï acquired TRS Advisors on 12/31/2020, Stamford Partners on 6/13/2022, DBO Partners on 10/10/2022, Aviditi Advisors on 8/23/2024 and G Squared Capital Partners on 9/12/2025, transactions completed prior were executed by the respective firm.