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| Date | Client | Type | Sub-Type | Amt. | Logo | Sector/Sub-Sector | Description | Tombstone Description | PSC Role | |
|---|---|---|---|---|---|---|---|---|---|---|
| Published | 08/09/2021 | Fulgent Genetics, Inc. | Mergers & Acquisitions | Buy-Side |
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Healthcare, Life Sciences Tools & Diagnostics | °µÍø³Ô¹Ï served as buy-side advisor for Fulgent Genetics Inc. on acquisition of CSI Laboratories | Fulgent Genetics Inc. has acquired CSI Laboratories | Financial Advisor | |
| Published | 08/06/2021 | Darktrace Ltd. | Financing, Equity Capital Markets | Follow-On Offering | $199.5 Million | Image
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Technology, Software | °µÍø³Ô¹Ï served as bookrunner for Darktrace Ltd. on a follow-on offering | Follow-On Offering | Active Bookrunner |
| Published | 08/06/2021 | Computer Data Source, Inc. | Financing, Debt Capital Markets | Unitranche Debt | Image
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Technology, Technology Services | °µÍø³Ô¹Ï served as sole debt placement agent for Computer Data Source, Inc. on a debt financing | Unitranche Debt | Sole Placement Agent | |
| Published | 08/04/2021 | Healthgrades Operating Company, Inc. | Mergers & Acquisitions | Sell-Side | Image
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Healthcare, Information-Driven Healthcare, Technology | °µÍø³Ô¹Ï served as sell-side advisor for Healthgrades Operating Company, Inc. on sale to RV Health, a Red Ventures business | Healthgrades Operating Company, Inc. has been acquired by RV Health, a Red Ventures business | Financial Advisor | |
| Published | 08/04/2021 | Driven Brands, Inc. | Financing, Equity Capital Markets | Follow-On Offering | $380.0 Million | Image
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Services & Industrials | °µÍø³Ô¹Ï served as bookrunner for Driven Brands Holdings, Inc. on on a follow-on offering | Follow-On Offering | Passive Bookrunner |
| Published | 08/04/2021 | Nurix Therapeutics | Equity Capital Markets | At the Market Offering | $75.0 Million | Healthcare, Biopharma | °µÍø³Ô¹Ï served as placement agent for Nurix Therapeutics on an ATM offering | ATM | Sole Placement Agent | |
| Published | 08/04/2021 | CAVU | Private Capital Advisory, Capital Solutions | Capital Solutions | Image
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Private Capital Advisory | °µÍø³Ô¹Ï raised promoted preferred and common equity to support CAVU's minority interest in Whistlepig | Raised Equity | Sole Placement Agent | |
| Published | 08/02/2021 | Paula's Choice, LLC | Mergers & Acquisitions | Sell-Side | Image
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Consumer, Beauty & Personal Care | °µÍø³Ô¹Ï served as co-lead for Paula's Choice, LLC on sale to Unilever PLC | Paula's Choice, LLC has been acquired by Unilever PLC | Financial Advisor | |
| Published | 08/01/2021 | Hanmi Financial Corporation | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Notes | $110.0 Million | Image
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Financial Services, Depositories | °µÍø³Ô¹Ï served as left bookrunner for Hanmi Financial Corporation on a 3.75% fixed-to-floating rate subordinated notes offering due in 2031 | Subordinated Notes | Left Bookrunner |
| Published | 08/01/2021 | Delta Bancshares Company | Mergers & Acquisitions | Sell-Side | $106.3 Million | Image
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Financial Services, Depositories | °µÍø³Ô¹Ï has served as sell-side advisor for Delta Bancshares Company on sale to First Mid Bancshares, Inc. | Delta Bancshares Company has been acquired by First Mid Bancshares, Inc. | Financial Advisor |
| Published | 08/01/2021 | California Bancorp | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Notes | $35.0 Million | Image
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Financial Services, Depositories | °µÍø³Ô¹Ï served as sole placement agent for California Bancorp on a 3.50% fixed-to-floating rate subordinated notes offering due in 2031 | Subordinated Notes | Sole Placement Agent |
| Published | 08/01/2021 | Triumph Bancorp, Inc. | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Notes | $70.0 Million | Image
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Financial Services, Depositories | °µÍø³Ô¹Ï served as lead placement agent for Triumph on a 3.50% fixed-to-floating subordinated notes offering due in 2031 | Subordinated Notes | Joint Placement Agent |
| Published | 08/01/2021 | A10 Capital | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Senior Notes | $165.0 Million | Image
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Financial Services, Diversified Financials | °µÍø³Ô¹Ï served as sole placement agent for A10 Capital on a 5.875% senior secured notes offering due in 2026 | Senior Notes | Sole Placement Agent |
| Published | 08/01/2021 | Heartland Financial USA, Inc. | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Notes | $150.0 Million | Image
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Financial Services, Depositories | °µÍø³Ô¹Ï served as sole bookrunner for HTLF on a 2.75% fixed-to-floating rate subordinates notes offering due in 2031 | Subordinated Notes | Left Bookrunner |
| Published | 08/01/2021 | First Internet Bank | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Notes | $60.0 Million | Image
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Financial Services, Depositories | °µÍø³Ô¹Ï served as sole placement agent for First Internet Bank on a 3.75% fixed-to-floating rate subordinated notes offering due in 2031 | Subordinated Notes | Sole Placement Agent |
| Published | 08/01/2021 | Arbor Realty Trust, Inc. | Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services | Senior Notes | $270.0 Million | Image
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Financial Services, Real Estate | °µÍø³Ô¹Ï served as sole placement agent for Arbor Realty Trust, Inc. on a 4.50% senior notes offerin due in 2026 | Senior Notes | Sole Placement Agent |
| Published | 08/01/2021 | NexBank Capital, Inc. | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Notes | $150.0 Million | Image
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Financial Services, Depositories | °µÍø³Ô¹Ï served as sole placement agent for NexBank Capital, Inc. on a 4.00% fixed-to-floating subordinated notes offering due in 2031 | Subordinated Notes | Sole Placement Agent |
| Published | 07/30/2021 | Miyoko's Kitchen, Inc. | Mergers & Acquisitions | Minority Investment | $52.0 Million | Image
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Consumer, Food & Beverage | °µÍø³Ô¹Ï served as financial advisor and placement agent for Miyoko's Creamery on a Series C Preferred equity raise | Miyoko's Kitchen, Inc. has received an investment from PowerPlant Ventures |
Financial Advisor |
| Published | 07/30/2021 | Kymera Therapeutics LLC | Financing, Equity Capital Markets | Follow-On Offering | $257.0 Million | Image
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Healthcare, Biopharma | °µÍø³Ô¹Ï served as bookrunner for Kymera Therapeutics LLC on a follow-on offering | Follow-On Offering | Passive Bookrunner |
| Published | 07/30/2021 | Pangeo Subsea Inc | Mergers & Acquisitions | Sell-Side | Image
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Energy, Power & Infrastructure, Energy & Power Services & Equipment | °µÍø³Ô¹Ï served as sell-side advisor for PanGeo Subsea Inc. on sale to Kraken Robotics Inc. | PanGeo Subsea Inc. has been acquired by Kraken Robotics Inc. | Financial Advisor |