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Investment Banking Transactions

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Date Client Type Sub-Type Amt. Logo Sector/Sub-Sector Description Tombstone Description PSC Role
Published 08/09/2021 Vega Mergers & Acquisitions Division Carve Out Consumer, Food & Beverage °µÍø³Ô¹Ï served as sell-side advisor for Danone on divestiture of Sequal Naturals, ULC and Vega US, LLC to WM Partners, LP Danone has divested Vega US, LLC to WM Partners, LP Financial Advisor
Published 08/06/2021 Darktrace Ltd. Financing, Equity Capital Markets Follow-On Offering $199.5 Million Technology, Software °µÍø³Ô¹Ï served as bookrunner for Darktrace Ltd. on a follow-on offering Follow-On Offering Active Bookrunner
Published 08/06/2021 Computer Data Source, Inc. Financing, Debt Capital Markets Unitranche Debt Technology, Technology Services °µÍø³Ô¹Ï served as sole debt placement agent for Computer Data Source, Inc. on a debt financing Unitranche Debt Sole Placement Agent
Published 08/04/2021 Healthgrades Operating Company, Inc. Mergers & Acquisitions Sell-Side Healthcare, Information-Driven Healthcare, Technology °µÍø³Ô¹Ï served as sell-side advisor for Healthgrades Operating Company, Inc. on sale to RV Health, a Red Ventures business Healthgrades Operating Company, Inc. has been acquired by RV Health, a Red Ventures business Financial Advisor
Published 08/04/2021 Nurix Therapeutics Equity Capital Markets At the Market Offering $75.0 Million Healthcare, Biopharma °µÍø³Ô¹Ï served as placement agent for Nurix Therapeutics on an ATM offering ATM Sole Placement Agent
Published 08/04/2021 Driven Brands, Inc. Financing, Equity Capital Markets Follow-On Offering $380.0 Million Services & Industrials °µÍø³Ô¹Ï served as bookrunner for Driven Brands Holdings, Inc. on on a follow-on offering Follow-On Offering Passive Bookrunner
Published 08/04/2021 CAVU Private Capital Advisory, Capital Solutions Capital Solutions Private Capital Advisory °µÍø³Ô¹Ï raised promoted preferred and common equity to support CAVU's minority interest in Whistlepig Raised Equity Sole Placement Agent
Published 08/02/2021 Paula's Choice, LLC Mergers & Acquisitions Sell-Side Consumer, Beauty & Personal Care °µÍø³Ô¹Ï served as co-lead for Paula's Choice, LLC on sale to Unilever PLC Paula's Choice, LLC has been acquired by Unilever PLC Financial Advisor
Published 08/01/2021 Arbor Realty Trust, Inc. Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services Senior Notes $270.0 Million Financial Services, Real Estate °µÍø³Ô¹Ï served as sole placement agent for Arbor Realty Trust, Inc. on a 4.50% senior notes offerin due in 2026 Senior Notes Sole Placement Agent
Published 08/01/2021 California Bancorp Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Notes $35.0 Million Financial Services, Depositories °µÍø³Ô¹Ï served as sole placement agent for California Bancorp on a 3.50% fixed-to-floating rate subordinated notes offering due in 2031 Subordinated Notes Sole Placement Agent
Published 08/01/2021 Triumph Bancorp, Inc. Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Notes $70.0 Million Financial Services, Depositories °µÍø³Ô¹Ï served as lead placement agent for Triumph on a 3.50% fixed-to-floating subordinated notes offering due in 2031 Subordinated Notes Joint Placement Agent
Published 08/01/2021 Heartland Financial USA, Inc. Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Notes $150.0 Million Financial Services, Depositories °µÍø³Ô¹Ï served as sole bookrunner for HTLF on a 2.75% fixed-to-floating rate subordinates notes offering due in 2031 Subordinated Notes Left Bookrunner
Published 08/01/2021 First Internet Bank Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Notes $60.0 Million Financial Services, Depositories °µÍø³Ô¹Ï served as sole placement agent for First Internet Bank on a 3.75% fixed-to-floating rate subordinated notes offering due in 2031 Subordinated Notes Sole Placement Agent
Published 08/01/2021 A10 Capital Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Senior Notes $165.0 Million Financial Services, Diversified Financials °µÍø³Ô¹Ï served as sole placement agent for A10 Capital on a 5.875% senior secured notes offering due in 2026 Senior Notes Sole Placement Agent
Published 08/01/2021 NexBank Capital, Inc. Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Notes $150.0 Million Financial Services, Depositories °µÍø³Ô¹Ï served as sole placement agent for NexBank Capital, Inc. on a 4.00% fixed-to-floating subordinated notes offering due in 2031 Subordinated Notes Sole Placement Agent
Published 08/01/2021 Delta Bancshares Company Mergers & Acquisitions Sell-Side $106.3 Million Financial Services, Depositories °µÍø³Ô¹Ï has served as sell-side advisor for Delta Bancshares Company on sale to First Mid Bancshares, Inc. Delta Bancshares Company has been acquired by First Mid Bancshares, Inc. Financial Advisor
Published 08/01/2021 Hanmi Financial Corporation Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Notes $110.0 Million Financial Services, Depositories °µÍø³Ô¹Ï served as left bookrunner for Hanmi Financial Corporation on a 3.75% fixed-to-floating rate subordinated notes offering due in 2031 Subordinated Notes Left Bookrunner
Published 07/30/2021 Miyoko's Kitchen, Inc. Mergers & Acquisitions Minority Investment $52.0 Million Consumer, Food & Beverage °µÍø³Ô¹Ï served as financial advisor and placement agent for Miyoko's Creamery on a Series C Preferred equity raise Miyoko's Kitchen, Inc. has received an investment from PowerPlant Ventures
Financial Advisor
Published 07/30/2021 Bessemer Investors Mergers & Acquisitions Buy-Side Services & Industrials, Building Products °µÍø³Ô¹Ï served as buy-side advisor for Bessemer Investors on acquisition of Legacy Restoration, LLC Bessemer Investors has acquired Legacy Restoration, LLC Financial Advisor
Published 07/30/2021 Pangeo Subsea Inc Mergers & Acquisitions Sell-Side Energy, Power & Infrastructure, Energy & Power Services & Equipment °µÍø³Ô¹Ï served as sell-side advisor for PanGeo Subsea Inc. on sale to Kraken Robotics Inc. PanGeo Subsea Inc. has been acquired by Kraken Robotics Inc. Financial Advisor

°µÍø³Ô¹Ï acquired TRS Advisors on 12/31/2020, Stamford Partners on 6/13/2022, DBO Partners on 10/10/2022, Aviditi Advisors on 8/23/2024 and G Squared Capital Partners on 9/12/2025, transactions completed prior were executed by the respective firm.