Image
| Date | Client | Type | Sub-Type | Amt. | Logo | Sector/Sub-Sector | Description | Tombstone Description | PSC Role | |
|---|---|---|---|---|---|---|---|---|---|---|
| Published | 10/01/2021 | Ready Capital | Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services | Senior Notes | $350.0 Million | Image
|
Financial Services, Real Estate | °µÍø³Ô¹Ï served as lead placement agent for Ready Capital on a 4.5% senior secured notes offering due in 2026 | Senior Notes | Joint Placement Agent |
| Published | 10/01/2021 | Enfusion | Equity Capital Markets, Financing | IPO | $366.6 Million | Image
|
Financial Services, FinTech | °µÍø³Ô¹Ï served as co-manager for enfusion on its initial public offering | Initial Public Offering | Co-Manager |
| Published | 10/01/2021 | Central Financial Holdings, Inc. | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Senior Notes | $7.5 Million | Image
|
Financial Services, Depositories | °µÍø³Ô¹Ï served as sole placement agent for Central Financial Holdings, Inc., holding company for Central Bank, on a 5.00% fixed rate senior unsecured notes offering due in 2026 | Senior Notes | Sole Placement Agent |
| Published | 10/01/2021 | Darktrace Ltd. | Financing, Equity Capital Markets | Follow-On Offering | $253.3 Million | Image
|
Technology, Software | °µÍø³Ô¹Ï served as bookrunner for Darktrace Ltd. on a follow-on offering | Follow-On Offering | Active Bookrunner |
| Published | 10/01/2021 | First Watch Restaurants, Inc. | Financing, Equity Capital Markets | IPO | $195.8 Million | Image
|
Consumer, Restaurants | °µÍø³Ô¹Ï served as bookrunner for First Watch Restaurant Group, Inc. on its initial public offering | Initial Public Offering | Passive Bookrunner |
| Published | 10/01/2021 | Texas Citizens Bank | Mergers & Acquisitions | Sell-Side | $52.9 Million | Image
Image
|
Financial Services, Depositories | °µÍø³Ô¹Ï served as sell-side advisor for Texas Citizens Bank on sale to Business First Bancshares | Texas Citizens Bank has been acquired by Business First Bancshares | Financial Advisor |
| Published | 10/01/2021 | Fortune | Mergers & Acquisitions | Sell-Side | $29.9 Million | Image
Image
|
Financial Services, Depositories | °µÍø³Ô¹Ï served as sell-side advisor for Fortune on sale to Southern Missouri Bancorp | Fortune has been acquired by Southern Missouri Bancorp | Financial Advisor |
| Published | 10/01/2021 | Ranger Energy Services, Inc. | Mergers & Acquisitions | Buy-Side | Image
Image
|
Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment | °µÍø³Ô¹Ï served as exclusive financial advisor for Ranger Energy Services on acquisition of well service-related assets outside of California in a Section 363 going concern sale as part of Basic Energy Services' voluntary Chapter 11 bankruptcy proceedings | Ranger Energy Services has acquired certain assets from Basic Energy Services | Financial Advisor | |
| Published | 10/01/2021 | LinkBancorp | Financing, Debt Capital Markets | Majority Stake Sale | $52.9 Million | Image
|
Financial Services, Depositories | °µÍø³Ô¹Ï served as sole selling agent for Catalyst Bancorp, Inc. on a private placement | Majority Stake Sale | Sole Placement Agent |
| Published | 09/30/2021 | Sehlke Consulting | Mergers & Acquisitions | Sell-Side | Image
Image
Image
Image
|
Technology, Defense & Government | °µÍø³Ô¹Ï served as financial advisor for Sehlke Consulting on its merger with Artlin Consulting forming Aeyon, a a portfolio company of Enlightenment Capital | Sehlke Consulting has merged with Artlin Consulting to form Aeyon, a portfolio company of Enlightenment Capital | Financial Advisor | |
| Published | 09/30/2021 | Vitol Green Holdings LLC ("Green Gas") | Mergers & Acquisitions | Division Carve Out | Image
Image
|
Energy, Power & Infrastructure, Energy & Power Services & Equipment, Renewables & Clean Energy | °µÍø³Ô¹Ï served as sell-side advisor to Vitol Green Holdings LLC ("Green Gas") on sale of three dairy renewable natural gas facilities to Amp Americas | Vitol Green Holdings LLC has sold three dairy renewable natural gas facilities to Amp Americas | Financial Advisor | |
| Published | 09/30/2021 | J. Alexander's | Mergers & Acquisitions | Sell-Side | $216.8 Million | Image
Image
Image
|
Consumer, Restaurants | °µÍø³Ô¹Ï served as sell-side advisor for J. Alexander's Holdings, Inc. on sale to SPB Hospitality LLC, a portfolio company of Fortress Investment Group | J. Alexander's Holdings, Inc. has been acquired by SPB Hospitality LLC, a portfolio company of Fortress Investment Group | Financial Advisor |
| Published | 09/30/2021 | Sumitomo Corporation of Americas ("SCOA") | Mergers & Acquisitions | Sell-Side | Image
Image
|
Energy, Power & Infrastructure, Energy & Power Services & Equipment | °µÍø³Ô¹Ï served as sell-side advisor for Sumitomo Corporation of Americas ("SCOA") on the sale of its noncontrolling interests in Vallourec Star, LP ("VSTAR"), an integrated tubular manufacturer including a steel mill, two rolling mills and finishing lines, to Vallourec S.A. | Sumitomo Corporation of Americas has sold its noncontrolling interests in Vallourec Star, LP to Vallourec S.A. | Financial Advisor | |
| Published | 09/29/2021 | Olaplex, LLC | Financing, Equity Capital Markets | IPO | $1.8 Billion | Image
|
Consumer, Beauty & Personal Care | °µÍø³Ô¹Ï served as co-manager for Olaplex on its initial public offering | Initial Public Offering | Co-Manager |
| Published | 09/27/2021 | Prothena Corporation plc | Financing, Equity Capital Markets | At the Market Offering | $250.0 Million | Image
|
Healthcare, Biopharma | °µÍø³Ô¹Ï served as left bookrunner for Prothena Corporation plc on an ATM offering | At the Market Offering | Left Bookrunner |
| Published | 09/26/2021 | Sherpa Digital Media, Inc. | Mergers & Acquisitions | Sell-Side | Image
Image
Image
|
Technology, Internet & Digital Media | °µÍø³Ô¹Ï served as sell-side advisor for Sherpa Digital Media, Inc. on sale to Telestream, LLC, a portfolio company of Genstar Capital | Sherpa Digital Media has been acquired by Telestream, LLC, a portfolio company of Genstar Capital | Financial Advisor | |
| Published | 09/23/2021 | Bank Leumi Le-Israel Corporation | Mergers & Acquisitions | Sell-Side | $1.2 Billion | Image
Image
|
Financial Services, Depositories | °µÍø³Ô¹Ï served as sell-side advisor for Bank Leumi Le-Israel Corporation on sale to Valley National Bancorp | Bank Leumi Le-Israel Corporation has has been acquired by Valley National Bancorp | Financial Advisor |
| Published | 09/23/2021 | May Manufacturing, LLC (aka Artesian Spas) | Mergers & Acquisitions | Sell-Side | Image
Image
|
Consumer, Diversified Consumer Products | °µÍø³Ô¹Ï served as sell-side advisor for May Manufacturing, LLC (dba Artesian Spas) on sale to Monomoy Capital Partners | May Manufacturing, LLC (dba Artesian Spas) has been acquired by Monomoy Capital Partners | Financial Advisor | |
| Published | 09/23/2021 | Sovos Brands | Financing, Equity Capital Markets | IPO | $322.0 Million | Image
|
Consumer, Food & Beverage | °µÍø³Ô¹Ï served as bookrunner for Sovos Brands, Inc. on its initial public offering | Initial Public Offering | Passive Bookrunner |
| Published | 09/22/2021 | Brilliant Earth Inc | Financing, Equity Capital Markets | IPO | $114.9 Million | Image
|
Consumer, Retail & Disruptive Commerce | °µÍø³Ô¹Ï served as bookrunner for Brilliant Earth Group, Inc. on its initial public offering | Initial Public Offering | Passive Bookrunner |
°µÍø³Ô¹Ï acquired TRS Advisors on 12/31/2020, Stamford Partners on 6/13/2022, DBO Partners on 10/10/2022, Aviditi Advisors on 8/23/2024 and G Squared Capital Partners on 9/12/2025, transactions completed prior were executed by the respective firm.