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| Date | Client | Type | Sub-Type | Amt. | Logo | Sector/Sub-Sector | Description | Tombstone Description | PSC Role | |
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| Published | 10/25/2021 | All My Sons Moving & Storage | Mergers & Acquisitions | Sell-Side | Image
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Services & Industrials, Industrial Services | °µÍø³Ô¹Ï served as co-advisor for All My Sons, a portfolio company of Sterling Investment Partners, on sale to Golden Gate Capital | All My Sons, a portfolio company of Sterling Investment Partners, has been acquired by Golden Gate Capital | Co-Lead | |
| Published | 10/25/2021 | Paragon 28, Inc. | Financing, Equity Capital Markets | IPO | $143.8 Million | Image
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Healthcare, Med-Tech | °µÍø³Ô¹Ï served as joint lead bookrunner for Paragon 28, Inc. on its initial public offering | Initial Public Offering | Active Bookrunner |
| Published | 10/25/2021 | FoundOcean Holdings Limited | Mergers & Acquisitions | Sell-Side | Image
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Energy, Power & Infrastructure, Renewables & Clean Energy | °µÍø³Ô¹Ï served as sell-side advisor for FoundOcean Holdings Limited on sale to Venterra Group | FoundOcean Holdings Limited has been acquired by Venterra Group | Financial Advisor | |
| Published | 10/21/2021 | Minerva Surgical Inc. | Financing, Equity Capital Markets | IPO | $75.0 Million | Image
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Healthcare, Med-Tech | °µÍø³Ô¹Ï served as bookrunner for Minerva Surgical, Inc. on its initial public offering | Initial Public Offering | Active Bookrunner |
| Published | 10/20/2021 | Vita Coco | Financing, Equity Capital Markets | IPO | $178.0 Million | Image
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Consumer, Food & Beverage | °µÍø³Ô¹Ï served as bookrunner for The Vita Coco Company, Inc. on its initial public offering | Initial Public Offering | Financial Advisor |
| Published | 10/20/2021 | K2 Capital Group LLC | Mergers & Acquisitions | Sell-Side | Image
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Financial Services, Specialty Finance | °µÍø³Ô¹Ï served as sell-side advisor for K2 Capital Group LLC on sale to Popular Bank, a subsidiary of Popular, Inc. | K2 Capital Group LLC has been acquired by Popular Bank, a subsidiary of Popular, Inc. | Financial Advisor | |
| Published | 10/20/2021 | Portillo's Restaurant Group, L.L.C. | Financing, Equity Capital Markets | IPO | $466.2 Million | Image
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Consumer, Restaurants | °µÍø³Ô¹Ï served as bookrunner for Portillo's Restaurant Group, L.L.C. on its initial public offering | Initial Public Offering | Active Bookrunner |
| Published | 10/20/2021 | Ventyx Biosciences | Financing, Equity Capital Markets | IPO | $174.3 Million | Image
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Healthcare, Biopharma | °µÍø³Ô¹Ï served as bookrunner for Ventyk Biosciences, Inc. on its initial public offering | Initial Public Offering | Active Bookrunner |
| Published | 10/19/2021 | SkinFix Inc. | Financing, Equity Private Placements | Minority Investment | Image
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Consumer, Beauty & Personal Care | °µÍø³Ô¹Ï served as sole placement agent for Skinfix Inc. on a minority investment from Stride Consumer Partners | Minority Investment | Sole Placement Agent | |
| Published | 10/15/2021 | Catalyst Biosciences | Equity Capital Markets | At the Market Offering | $50.0 Million | Image
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Healthcare, Biopharma | °µÍø³Ô¹Ï served as placement agent for Catalyst Biosciences on an ATM offering | ATM | Sole Placement Agent |
| Published | 10/15/2021 | McCue Corporation | Mergers & Acquisitions | Sell-Side | Image
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Services & Industrials, Distribution | °µÍø³Ô¹Ï served as sell-side advisor for McCue Corporation, a portfolio company of Eureka Equity Partners, on sale to Bunzl plc | McCue Corporation, a portfolio company of Eureka Equity Partners, has been acquired by Bunzl plc | Financial Advisor | |
| Published | 10/14/2021 | Allied Dispatch Solutions, LLC (TrxNow) | Mergers & Acquisitions | Sell-Side | Image
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Technology, Software | °µÍø³Ô¹Ï served as sell-side advisor for Allied Dispatch Solutions, LLC (TrxNow) on sale to Allied Solutions, LLC, a subsidiary of Securian Financial | Allied Dispatch Solutions, LLC (TrxNow) has been acquired by Allied Solutions, LLC, a subsidiary of Securian Financial | Financial Advisor | |
| Published | 10/13/2021 | Gitlab Inc. | Financing, Equity Capital Markets | IPO | $880.9 Million | Image
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Technology, Software | °µÍø³Ô¹Ï served as bookrunner for GitLab Inc. on its initial public offering | Initial Public Offering | Active Bookrunner |
| Published | 10/13/2021 | ExplORer Surgical Corp. | Mergers & Acquisitions | Sell-Side | Image
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Healthcare, Information-Driven Healthcare, Med-Tech | °µÍø³Ô¹Ï served as sell-side advisor for ExplORer Surgical Corp. on sale to Global Healthcare Exchange, LLC | ExplORer Surgical Corp. has been acquired by Global Healthcare Exchange, LLC | Financial Advisor | |
| Published | 10/12/2021 | AvidXchange, Inc. | Financing, Equity Capital Markets | IPO | $673.6 Million | Image
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Financial Services, Technology, Software | °µÍø³Ô¹Ï served as bookrunner for AvidXchange Holdings, Inc. on its initial public offering | Initial Public Offering | Active Bookrunner |
| Published | 10/12/2021 | Apollo Endosurgery, Inc. | Financing, Equity Capital Markets | CMFO | $75.0 Million | Image
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Healthcare, Med-Tech | °µÍø³Ô¹Ï served as left bookrunner for Apollo Endosurgery Inc. on a confidentially marketed follow-on offering | Confidentially Marketed Follow-On Offering | Left Bookrunner |
| Published | 10/12/2021 | Laborie Medical Technologies, Inc. | Mergers & Acquisitions | Buy-Side | Image
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Healthcare, Med-Tech | °µÍø³Ô¹Ï served as buy-side advisor for Laborie Medical Technologies Corp., a portfolio company of Patricia Industries AB, on acquisition of Pelvalon | Laborie Medical Technologies Corp., a portfolio company of Patricia Industries AB, has acquired Pelvalon | Financial Advisor | |
| Published | 10/11/2021 | ESS Tech, Inc. | Mergers & Acquisitions | Sell-Side | $1.1 Billion | Image
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Energy, Power & Infrastructure, Renewables & Clean Energy | °µÍø³Ô¹Ï served as a capital markets advisor to ESS Tech Inc. on merger with ACON S2 Acquisition Corp., a special purpose acquisition company. The newly formed entity will trade on the New York Stock Exchange under the ticker "GWH" | ESS Tech Inc. has merged with ACON S2 Acquisition Corp. | Financial Advisor |
| Published | 10/11/2021 | Delta Med S.p.A. | Mergers & Acquisitions | Sell-Side | Image
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Healthcare, Med-Tech | °µÍø³Ô¹Ï served as sell-side advisor for Delta Med S.p.A., a portfolio company of Augens Capital, on sale to White Bridge Investments | Delta Med S.p.A., a portfolio company of Augens Capital, has been acquired by White Bridge Investments | Financial Advisor | |
| Published | 10/10/2021 | Clear Street | Equity Capital Markets, Financing | Preferred Stock | $35.0 Million | Image
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Financial Services, FinTech | °µÍø³Ô¹Ï served as sole placement agent fr Clear Street on a 7.00% fixed-rate reset cumulative perpetual preferred stock offering | Preferred Stock | Sole Placement Agent |
°µÍø³Ô¹Ï acquired TRS Advisors on 12/31/2020, Stamford Partners on 6/13/2022, DBO Partners on 10/10/2022, Aviditi Advisors on 8/23/2024 and G Squared Capital Partners on 9/12/2025, transactions completed prior were executed by the respective firm.