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| Date | Client | Type | Sub-Type | Amt. | Logo | Sector/Sub-Sector | Description | Tombstone Description | PSC Role | |
|---|---|---|---|---|---|---|---|---|---|---|
| Published | 02/01/2022 | Axos Financial, Inc. | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Notes | $150.0 Million |
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Financial Services, Depositories | °µÍø³Ô¹Ï served as bookrunner for Axos Financial on a 4.00% fixed-to-floating rate subordinated notes offering due in 2032 | Subordinated Notes | Active Bookrunner |
| Published | 02/01/2022 | Liberty Bancorp | Mergers & Acquisitions | Sell-Side | Image
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Financial Services, Depositories | °µÍø³Ô¹Ï served as financial advisor for Liberty Bancorp, holding company for Liberty Bank, on sale to DMG Bancshares | Liberty Bancorp, holding company for Liberty Bank, has been acquired by DMG Bancshares | Financial Advisor | |
| Published | 02/01/2022 | Vinings Bank | Mergers & Acquisitions | Sell-Side | Image
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Financial Services, Depositories | °µÍø³Ô¹Ï served as sell-side advisor for Vinings Bank on the sale of the majority of its assets and liabilities to Geogia's Own Credit Union | Vinings Bank has sold the majority of its assets and liabilities to Geogia's Own Credit Union | Financial Advisor | |
| Published | 02/01/2022 | BT Holdings, Inc. | Mergers & Acquisitions | Sell-Side | $315.5 Million | Image
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Financial Services, Depositories | °µÍø³Ô¹Ï served as sell-side advisor for BT Holdings, Inc., holding company for BTH Bank, on sale to Origin Bancorp, Inc. | BT Holdings, Inc., holding company for BTH Bank, has been acquired by Origin Bancorp, Inc. | Financial Advisor |
| Published | 02/01/2022 | FirstPerryton Bancorp, Inc. | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Notes | $30.0 Million | Image
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Financial Services, Depositories | °µÍø³Ô¹Ï served as sole placement agent for FirstPerryton Bancorp, Inc., holding company for FirstBank Southwest, on a 3.75% fixed-to-floating rate subordinated notes offering due in 2032 | Subordinated Notes | Sole Placement Agent |
| Published | 01/20/2022 | Ellington Financial | Financing, Equity Capital Markets | At the Market Offering | $100.0 Million | Image
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Financial Services, Real Estate | °µÍø³Ô¹Ï served as placement agent for Ellington Financial on an ATM offering | ATM Program Common Stock | Sole Placement Agent |
| Published | 01/19/2022 | Clinicient, Inc. | Mergers & Acquisitions | Sell-Side | Image
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Healthcare, Information-Driven Healthcare | °µÍø³Ô¹Ï served as sell-side advisor for Clinicient, Inc. and its subsidiary Keet, Inc. on its sale to WebPT, a portfolio company of Warburg Pincus | Clinicient, Inc. and its subsidiary Keet, Inc. have been acquired by WebPT, a portfolio company of Warburg Pincus | Financial Advisor | |
| Published | 01/19/2022 | Silobreaker Ltd | Mergers & Acquisitions | Sell-Side | $100.0 Million | Image
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Technology, Software | °µÍø³Ô¹Ï served as sell-side advisor for Silobreaker Ltd to Marlin Equity Partners, LLC. The company's comprehensive software solution helps business, security and intelligence professionals generate critical and actionable insights from overwhelming amounts of unstructured data on the web through its powerful data enrichment, contextualization and visualization capabilities | Silobreaker Ltd has been acquired by Marlin Equity Partners, LLC | Financial Advisor |
| Published | 01/19/2022 | Hunter Fan Company, Inc. | Mergers & Acquisitions | Sell-Side | Image
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Consumer, Diversified Consumer Products, Services & Industrials, Industrial Services | °µÍø³Ô¹Ï served as co-advisor for Hunter Fan Company, a portfolio company of MidOcean Partners, on sale to Griffon Corporation | Hunter Fan Company, a portfolio company of MidOcean Partners, has been acquired by Griffon Corporation | Co-Lead | |
| Published | 01/14/2022 | Joule Processing, LLC | Mergers & Acquisitions | Sell-Side | Image
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Energy, Power & Infrastructure, Renewables & Clean Energy | °µÍø³Ô¹Ï served as sell-side advisor for Joule Processing, LLC on sale to Plug Power Inc. | Joule Processing, LLC has been acquired by Plug Power Inc. | Financial Advisor | |
| Published | 01/13/2022 | Mocana Corporation | Mergers & Acquisitions | Sell-Side | Image
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Technology, Software | °µÍø³Ô¹Ï served as sell-side advisor for Internet of Things (IoT) cybersecurity provider Mocana Corporation on sale to DigiCert, Inc., a portfolio company of Clearlake Capital Group, L.P. | Mocana Corporation has been acquired by DigiCert, Inc., a portfolio company of Clearlake Capital Group, L.P. | Financial Advisor | |
| Published | 01/13/2022 | SK Capital Partners | Mergers & Acquisitions | Buy-Side | $900.0 Million | Image
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Chemicals | °µÍø³Ô¹Ï served as buy-side advisor for SK Capital Partners and Heubach Partners on acquisition of the pigment business of Clariant AG | SK Capital Partners and Heubach Partners acquired the pigment business of Clariant AG | Financial Advisor |
| Published | 01/05/2022 | Qbase | Mergers & Acquisitions | Sell-Side | Image
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Technology, Defense & Government | °µÍø³Ô¹Ï served as sell-side advisor for Qbase on its sale to Tyto Athene, a portfolio company of Arlington Capital Partners | Qbase has been acquired by Tyto Athene, a portfolio company of Arlington Capital Partners | Financial Advisor | |
| Published | 01/01/2022 | Project Daytona | Private Capital Advisory, Secondary Capital | Secondary Capital | $58.0 Million | Private Capital Advisory | °µÍø³Ô¹Ï served as sole financial advisor for the LP Portfolio Sale | LP Portfolio Sale | Secondary Advisor | |
| Published | 01/01/2022 | The National Security Group | Mergers & Acquisitions | Sell-Side | $41.4 Million | Image
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Financial Services, Insurance | °µÍø³Ô¹Ï served as sell-side advisor for The National Security Group on sale to VR Insurance Holdings, Inc. | The National Security Group has been acquired by VR Insurance Holdings, Inc. | Financial Advisor |
| Published | 01/01/2022 | HomeStreet, Inc. | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Notes | $100.0 Million | Image
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Financial Services, Depositories | °µÍø³Ô¹Ï served as bookrunner for HomeStreet on a 3.50% fixed-to-floating rate subordinated notes offering due in 2032 | Subordinated Notes | Active Bookrunner |
| Published | 01/01/2022 | Radcliffe Capital Management, L.P. | Mergers & Acquisitions | Majority Stake Sale | Image
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Financial Services, Asset & Wealth Management | °µÍø³Ô¹Ï served as sell-side advisor for Radcliffe Capital Management on sale of a minority stake to Kudu Investment Management |
Radcliffe Capital Management has sold a minority stake to Kudu Investment Management |
Financial Advisor | |
| Published | 01/01/2022 | First Foundation Inc. | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Notes | $150.0 Million | Image
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Financial Services, Depositories | °µÍø³Ô¹Ï served as left bookrunner for First Foundation on a 3.50% fixed-to-floating rate subordinated notes offering due in 2032 | Subordinated Notes | Left Bookrunner |
| Published | 01/01/2022 | Mercer | Mergers & Acquisitions | Division Carve Out | Image
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Financial Services, Insurance | °µÍø³Ô¹Ï served as sell-side advisor for Mercer on divestiture of its Associations Business to AMBA | Mercer has divested its Associations Business to AMBA | Financial Advisor | |
| Published | 01/01/2022 | Denmark Bancshares, Inc. | Mergers & Acquisitions | Sell-Side | $119.0 Million | Image
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Financial Services, Depositories | °µÍø³Ô¹Ï served as financial advisor for Denmark Bancshares, Inc. on sale to BankFirst | Denmark Bancshares, Inc. has been acquired by BankFirst | Financial Advisor |