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| Date | Client | Type | Sub-Type | Amt. | Logo | Sector/Sub-Sector | Description | Tombstone Description | PSC Role | |
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| Published | 03/01/2022 | Broadway Bancshares, Inc. | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Notes | $50.0 Million | Image
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Financial Services, Depositories | °µÍø³Ô¹Ï served as sole placement agent for Broadway Bank on a 3.75% fixed-to floating rate subordinated notes offering due in 2032 | Subordinated Notes | Sole Placement Agent |
| Published | 03/01/2022 | First Savings Financial Group, Inc. | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Notes | $31.0 Million | Image
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Financial Services, Depositories | °µÍø³Ô¹Ï served as lead placement agent for First Savings Financial Group, Inc. on a 4.50% fixed-to-floating rate subordinated notes offering due in 2032 | Subordinated Notes | Joint Placement Agent |
| Published | 02/28/2022 | The Research Partnership | Mergers & Acquisitions | Sell-Side | Image
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Healthcare, Healthcare Services | °µÍø³Ô¹Ï served as sell-side advisor for The Research Partnership on sale to Ashfield Huntsworth, a portfolio company of Clayton Dubilier & Rice | The Research Partnership has been acquired by Ashfield Huntsworth, a portfolio company of Clayton Dubilier & Rice | Financial Advisor | |
| Published | 02/28/2022 | Galderma Holding S.A. | Mergers & Acquisitions | Division Carve Out | Image
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Consumer, Beauty & Personal Care, Healthcare, Biopharma | °µÍø³Ô¹Ï served as sell-side advisor for Galderma S.A., a portfolio company EQT, on divestiture of Alchemee (formerly the Proactiv Company) to Taro Pharmaceuticals Industries Ltd. | Galderma S.A., a portfolio company EQT, has divested Alchemee (formerly the Proactiv Company) to Taro Pharmaceuticals Industries Ltd. | Financial Advisor | |
| Published | 02/28/2022 | Western Alliance Bancorporation | Equity Capital Markets | At the Market Offering | $3.0 Billion | Image
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Financial Services, Depositories | °µÍø³Ô¹Ï served as placement agent for Western Alliance Bancorporation on an ATM offering | ATM | Sole Placement Agent |
| Published | 02/28/2022 | VanZandt Controls, LLC | Mergers & Acquisitions | Sell-Side | Image
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Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment | °µÍø³Ô¹Ï served as sell-side advisor for VanZandt Controls, LLC, a portfolio company of OFS Energy Fund, on sale to Eagle Automation, a portfolio company of Featheringill Capital | VanZandt Controls, LLC, a portfolio company of OFS Energy Fund, has been acquired by Eagle Automation, a portfolio company of Featheringill Capital | Financial Advisor | |
| Published | 02/23/2022 | Paramount Rx | Mergers & Acquisitions | Sell-Side | Image
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Healthcare, Healthcare Services | °µÍø³Ô¹Ï served as sell-side advisor for Paramount Rx Inc. on sale to RxSense Group LLC, a portfolio company of Parthenon Capital | Paramount Rx Inc. has been acquired by RxSense Group LLC, a portfolio company of Parthenon Capital | Financial Advisor | |
| Published | 02/16/2022 | Baylis Medical Company Inc. | Mergers & Acquisitions | Division Carve Out | $1.8 Billion | Image
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Healthcare, Med-Tech | °µÍø³Ô¹Ï served as sell-side advisor for Baylis Medical Company, Inc. on sale to Boston Scientific Corporation | Baylis Medical Company, Inc. has been acquired by Boston Scientific Corporation | Financial Advisor |
| Published | 02/14/2022 | Advanced Micro Devices, Inc. | Mergers & Acquisitions | Buy-Side | $36.8 Billion | Image
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Technology, Internet & Digital Media | °µÍø³Ô¹Ï served as buy-side advisor for Advanced Micro Devices, Inc. on acquisition of Xilinx, Inc. The combination represents the largest semiconductor acquisition in history creating the industry’s leading high performance computing company, significantly expanding the breadth of AMD’s product portfolio and customer set across diverse growth markets where Xilinx is an established leader | Advanced Micro Devices, Inc. has acquired Xilinx, Inc. | Financial Advisor |
| Published | 02/11/2022 | Inspirato LLC | Financing, Equity Capital Markets | Advisory | $1.1 Billion | Image
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Technology, Internet & Digital Media | °µÍø³Ô¹Ï served as financial advisor for Inspirato LLC on its business combination with Thayer Ventures Acquisition Corp. in a reverse merger | Inspirato LLC has combined with Thayer Ventures Acquisition Corp. in a reverse merger | Financial Advisor |
| Published | 02/04/2022 | Stoneweg | Private Capital Advisory, Private Funds | Private Funds | Image
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Private Capital Advisory | °µÍø³Ô¹Ï raised an SMA for an Iberian bridge and real estate development lending strategy | SMA | Sole Placement Agent | |
| Published | 02/03/2022 | American West Restaurant Group, LLC | Mergers & Acquisitions | Sell-Side | Image
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Consumer, Restaurants | °µÍø³Ô¹Ï served as co-lead for American West Restaurant Group, LLC, a portfolio company of Sterling Investment Partners, on sale to Sentinel Capital Partners | American West Restaurant Group, LLC, a portfolio company of Sterling Investment Partners, has been acquired by Sentinel Capital Partners | Financial Advisor | |
| Published | 02/03/2022 | Silver Spike Investment Corp | Financing, Equity Capital Markets | IPO | $85.0 Million | Image
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Consumer, Agriculture & Biorenewables, Financial Services, Healthcare, Biopharma | °µÍø³Ô¹Ï served as bookrunner for Silver Spike Investment Corp. on its initial public offering | Initial Public Offering | Active Bookrunner |
| Published | 02/02/2022 | Flotek Industries, Inc. | Financing, Equity Capital Markets | PIPE | Image
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Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment | °µÍø³Ô¹Ï served as financial advisor for Flotek Industries, Inc. on the placement of preferred equity and supply agreement. Flotek has issued $21.2 million aggregate initial principal amount of convertible notes for net cash proceeds of approximately $19.0 million. Simultaneously, Flotek has issued $10.0 million convertible notes in exchange for entering into a multi-year agreement with a strategic partner. | Convertible PIPE | Financial Advisor | |
| Published | 02/01/2022 | Kemper Corporation | Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services | Senior Notes | $400.0 Million | Image
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Financial Services, Insurance | °µÍø³Ô¹Ï served as co-manager for Kemper Corporation on a senior notes offering | Senior Notes | Co-Manager |
| Published | 02/01/2022 | TowneBank | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Notes | $250.0 Million | Image
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Financial Services, Depositories | °µÍø³Ô¹Ï served as bookrunner for TowneBank on a 3.125% fixed-to-floating rate subordinated notes offering due in 2032 | Subordinated Notes | Left Bookrunner |
| Published | 02/01/2022 | Liberty Bancorp | Mergers & Acquisitions | Sell-Side | Image
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Financial Services, Depositories | °µÍø³Ô¹Ï served as financial advisor for Liberty Bancorp, holding company for Liberty Bank, on sale to DMG Bancshares | Liberty Bancorp, holding company for Liberty Bank, has been acquired by DMG Bancshares | Financial Advisor | |
| Published | 02/01/2022 | Recoil Resources | Mergers & Acquisitions | Division Carve Out | Image
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Energy, Power & Infrastructure, Upstream | °µÍø³Ô¹Ï served as sell-side advisor for Recoil Resources on divestiture of Eagle Ford assets |
Recoil Resources has divested Eagle Ford assets | Financial Advisor | |
| Published | 02/01/2022 | Axos Financial, Inc. | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Notes | $150.0 Million | Image
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Financial Services, Depositories | °µÍø³Ô¹Ï served as bookrunner for Axos Financial on a 4.00% fixed-to-floating rate subordinated notes offering due in 2032 | Subordinated Notes | Active Bookrunner |
| Published | 02/01/2022 | BT Holdings, Inc. | Mergers & Acquisitions | Sell-Side | $315.5 Million | Image
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Financial Services, Depositories | °µÍø³Ô¹Ï served as sell-side advisor for BT Holdings, Inc., holding company for BTH Bank, on sale to Origin Bancorp, Inc. | BT Holdings, Inc., holding company for BTH Bank, has been acquired by Origin Bancorp, Inc. | Financial Advisor |
°µÍø³Ô¹Ï acquired TRS Advisors on 12/31/2020, Stamford Partners on 6/13/2022, DBO Partners on 10/10/2022, Aviditi Advisors on 8/23/2024 and G Squared Capital Partners on 9/12/2025, transactions completed prior were executed by the respective firm.