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| Date | Client | Type | Sub-Type | Amt. | Logo | Sector/Sub-Sector | Description | Tombstone Description | PSC Role | |
|---|---|---|---|---|---|---|---|---|---|---|
| Published | 03/29/2022 | Aptevo Therapeutics Inc. | Equity Capital Markets | At the Market Offering | $40.0 Million | Image
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Healthcare, Biopharma | °µÍø³Ô¹Ï served as placement agent for Aptevo Therapeutics Inc. on an ATM offering | ATM | Sole Placement Agent |
| Published | 03/21/2022 | Noble Foods Nutrition, Inc | Mergers & Acquisitions | Sell-Side | Image
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Consumer, Food & Beverage | °µÍø³Ô¹Ï served as sell-side advisor for Noble Foods Development Corporation on sale to EMPWR Nutrition Group NV, a portfolio company of Waterland Private Equity | Noble Foods Development Corporation has been acquired by EMPWR Nutrition Group NV, a portfolio company of Waterland Private Equity | Financial Advisor | |
| Published | 03/18/2022 | Independence Contract Drilling, Inc. | Financing, Debt Capital Markets | Senior Secured Debt | $157.5 Million | Image
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Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment | °µÍø³Ô¹Ï served as exclusive financial advisor to Independence Contract Drilling, Inc. on a private placement of Floating Rate Convertible Senior Secured PIK Toggle Notes |
Private Placement of Floating Rate Convertible Senior Secured PIK Toggle Notes | Financial Advisor |
| Published | 03/16/2022 | Yorkshire Premier Meat | Mergers & Acquisitions | Sell-Side | Image
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Consumer, Food & Beverage | °µÍø³Ô¹Ï served as sell-side advisor for Yorkshire Premier Meat on sale to Endless LLP | Yorkshire Premier Meat has been acquired by Endless LLP | Financial Advisor | |
| Published | 03/15/2022 | Industrialization and Energy Services Company ("TAQA) | Mergers & Acquisitions | Buy-Side | Image
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Energy, Power & Infrastructure, Energy & Power Services & Equipment | °µÍø³Ô¹Ï served as buy-side advisor for TAQA on acquisition of Tendeka | TAQA has acquired Tendeka | Financial Advisor | |
| Published | 03/15/2022 | Cobepa S.A. | Mergers & Acquisitions | Buy-Side | Image
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Healthcare, Healthcare Services | °µÍø³Ô¹Ï served as financial advisor for Cobepa S.A. on their significant growth investment in Reaction Biology | Cobepa S.A. has provided a significant growth investment in Reaction Biology | Financial Advisor | |
| Published | 03/11/2022 | Ladish Valves | Mergers & Acquisitions | Sell-Side | Image
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Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment | °µÍø³Ô¹Ï served as sell-side advisor for Ladish Valves on sale to Penn Machine, a portfolio company of Wynnchurch Capital | Ladish Valves has been acquired by Penn Machine, a portfolio company of Wynnchurch Capital | Financial Advisor | |
| Published | 03/11/2022 | 48Forty | Mergers & Acquisitions | Sell-Side | Image
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Services & Industrials, Distribution | °µÍø³Ô¹Ï served as financial advisor for 48forty, a portfolio company of Audax, on a significant growth equity investment from Summit Partners | 48forty, a portfolio company of Audax, has received a significant growth equity investment from Summit Partners | Co-Lead | |
| Published | 03/10/2022 | TriMech Solutions, LLC | Mergers & Acquisitions | Sell-Side | Image
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Services & Industrials, Business Services | °µÍø³Ô¹Ï served as sell-side advisor for TriMech Group Holdings, LLC, a portfolio company of The Halifax Group, on its sale to Sentinel Capital Partners | TriMech Group Holdings, LLC, a portfolio company of The Halifax Group, has been acquired by Sentinel Capital Partners | Financial Advisor | |
| Published | 03/10/2022 | LSB Industries Inc. | Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services | Senior Notes | $200.0 Million | Image
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Chemicals | °µÍø³Ô¹Ï served as joint book-running manager for LSB Industries, Inc. on its add-on offering of senior secured notes | Senior Secured Notes | Active Bookrunner |
| Published | 03/09/2022 | Alpha Tau Medical LTD | Financing, Equity Capital Markets | PIPE | $92.0 Million | Image
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Healthcare, Med-Tech | °µÍø³Ô¹Ï served as placement agent for Alpha Tau Medical, Ltd. on a PIPE offering | PIPE | Joint Placement Agent |
| Published | 03/08/2022 | International Battery Metals | Financing, Equity Capital Markets | PIPE | $10.0 Million | Image
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Energy, Power & Infrastructure, Renewables & Clean Energy | °µÍø³Ô¹Ï served as financial advisor for IBAT on a private placement of common stock with a consortium of undisclosed investors | PIPE | Financial Advisor |
| Published | 03/08/2022 | Del Taco Restaurants, Inc. | Mergers & Acquisitions | Sell-Side | $572.6 Million | Image
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Consumer, Restaurants | °µÍø³Ô¹Ï served as sell-side advisor for Del Taco Restaurants, Inc. on sale to Jack in the Box Inc. | Del Taco Restaurants, Inc. has been acquired by Jack in the Box Inc. | Financial Advisor |
| Published | 03/02/2022 | User Zoom. Inc. | Mergers & Acquisitions | Minority Investment | Image
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Technology, Software | °µÍø³Ô¹Ï served as financial advisor for Thoma Bravo, L.P. on a strategic growth investment in User Zoom, Inc. The investment is expected to be used to accelerate innovation and growth for UserZoom's proprietary platforms | Thoma Bravo, L.P. has provided a strategic growth investment in User Zoom, Inc. | Financial Advisor | |
| Published | 03/01/2022 | Citizens Bancshares Corporation | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Notes | $25.0 Million | Image
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Financial Services, Depositories | °µÍø³Ô¹Ï served as sole placement agent for Citizens Bancshares Corporation on a 4.25% fixed-to-floating rate subordinated notes offering due in 2032 | Subordinated Notes | Sole Placement Agent |
| Published | 03/01/2022 | Trupanion | Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services | Revolving Credit Facility | $150.0 Million | Image
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Financial Services, Insurance | °µÍø³Ô¹Ï Finance served as sole underwriter and administrative agent for Trupanion on a senior secured term loan, delayed draw term loan and revolver | Senior Secured Term Loan Delayed Draw Term Loan & Revolver |
Sole Underwriter |
| Published | 03/01/2022 | ProFrac Holding Corp. | Mergers & Acquisitions | Buy-Side | Image
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Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment | °µÍø³Ô¹Ï served as buy-side advisor for ProFrac on acquisition of FTS International | ProFrac has acquired FTS International | Financial Advisor | |
| Published | 03/01/2022 | Global Alternative Asset Manager | Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services | Senior Notes | $57.0 Million | Financial Services, Asset & Wealth Management | °µÍø³Ô¹Ï served as sole placement agent for a global alternative asset manager on a senior secured notes offering | Senior Secured Notes Offering | Sole Placement Agent | |
| Published | 03/01/2022 | Total Bank Solutions | Mergers & Acquisitions | Merger | Image
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Financial Services, Asset & Wealth Management | °µÍø³Ô¹Ï served as financial advisor for Total Bank Solutions on merger with R&T Deposit Solutions | Total Bank Solutions has merged with R&T Deposit Solutions | Financial Advisor | |
| Published | 03/01/2022 | Broadway Bancshares, Inc. | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Notes | $50.0 Million | Image
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Financial Services, Depositories | °µÍø³Ô¹Ï served as sole placement agent for Broadway Bank on a 3.75% fixed-to floating rate subordinated notes offering due in 2032 | Subordinated Notes | Sole Placement Agent |
°µÍø³Ô¹Ï acquired TRS Advisors on 12/31/2020, Stamford Partners on 6/13/2022, DBO Partners on 10/10/2022, Aviditi Advisors on 8/23/2024 and G Squared Capital Partners on 9/12/2025, transactions completed prior were executed by the respective firm.