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| Date | Client | Type | Sub-Type | Amt. | Logo | Sector/Sub-Sector | Description | Tombstone Description | PSC Role | |
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| Published | 06/01/2022 | Northfield Bancorp | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Notes | $62.0 Million | Image
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Financial Services, Depositories | °µÍø³Ô¹Ï served as lead placement agent for Northfield Bancorp on a 5.00% fixed-to-floating rate subordinated notes offering due 2032 | Subordinated Notes | Joint Placement Agent |
| Published | 06/01/2022 | Netsurion LLC | Mergers & Acquisitions | Division Carve Out | Image
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Technology, Software | °µÍø³Ô¹Ï served as sell-side advisor for Netsurion on sale of its Secure Edge Networking business, a portfolio company of PSG, to Acumera | Netsurion has divested its Secure Edge Networking business, a portfolio company of PSG, to Acumera | Financial Advisor | |
| Published | 06/01/2022 | Central Bancorp | Mergers & Acquisitions | Division Carve Out | $75.0 Million | Image
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Financial Services, Depositories | °µÍø³Ô¹Ï served as sell-side advisor for Central Bancorp on divestiture of Farmers & Stockmens Bank to Crossfirst Bankshares, Inc. | Central Bancorp has divested Farmers & Stockmens Bank to Crossfirst Bankshares, Inc. | Financial Advisor |
| Published | 06/01/2022 | PacWest Bancorp | Financing, Equity Capital Markets | Preferred Stock | $513.2 Million | Image
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Financial Services, Depositories | °µÍø³Ô¹Ï served as left bookrunner for PacWest Bancorp on a 7.75% fixed-rate reset non-cumulative perpetual stock offering | Preferred Stock | Left Bookrunner |
| Published | 06/01/2022 | Southwest Bancshares Inc. | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Notes | $35.0 Million | Image
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Financial Services, Depositories | °µÍø³Ô¹Ï served as sole placement agent for Southwest Bancshares Inc. | Subordinated Notes | Sole Placement Agent |
| Published | 06/01/2022 | OYO Corporation U.S.A | Mergers & Acquisitions | Sell-Side | Image
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Energy, Power & Infrastructure, Energy & Power Services & Equipment | °µÍø³Ô¹Ï served as sell-side advisor for OYO Corporation U.S.A on sale of its subsidiary NCS Subsea to Ocean Floor Geophysics, a portfolio company of PGS ASA |
OYO Corporation U.S.A has sold its subsidiary NCS Subsea to Ocean Floor Geophysics, a portfolio company of PGS ASA | Financial Advisor | |
| Published | 06/01/2022 | First Busey Corporation | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Notes | $100.0 Million | Image
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Financial Services, Depositories | °µÍø³Ô¹Ï served as left bookrunner for Busey on a 5.00% fixed-to-floating rate subordinated notes offering due in 2032 | Subordinated Notes | Left Bookrunner |
| Published | 06/01/2022 | Westin Hotels & Resorts | Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services | Senior Term Loan | $169.2 Million | Image
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Financial Services, Real Estate, Real Estate, Hospitality | °µÍø³Ô¹Ï served as sole placement agent for Westin Hotels & Resorts on a senior loan refinancing | Senior Term Loan | Sole Placement Agent |
| Published | 06/01/2022 | West Bancorporation | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Notes | $60.0 Million | Image
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Financial Services, Depositories | °µÍø³Ô¹Ï served as sole bookrunner for West Bancorporation on a 5.25% fixed-to-floating rate subordinated notes offering due in 2032 | Subordinated Notes | Left Bookrunner |
| Published | 06/01/2022 | U.S. Well Services | Financing, Equity Capital Markets | At the Market Offering | Image
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Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment | °µÍø³Ô¹Ï served as sole agent for U.S. Well Services, Inc. on an at the market offering | At the Market Offering | Sole Marketing Agent | |
| Published | 06/01/2022 | Gramercy Funds Management LLC | Mergers & Acquisitions | Sell-Side | Image
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Financial Services, Asset & Wealth Management | °µÍø³Ô¹Ï served as sell-side advisor for Gramercy Funds Management, LLC on sale of a minority stake to Kudu Investment Management | Gramercy Funds Management, LLC has sold a minority stake to Kudu Investment Management |
Financial Advisor | |
| Published | 05/24/2022 | Intricon Corp. | Mergers & Acquisitions | Sell-Side | $246.0 Million | Image
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Healthcare, Med-Tech | °µÍø³Ô¹Ï served as sell-side advisor for Intricon Corporation on sale to Altaris Capital Partners, LLC | Intricon Corporation has been acquired by Altaris Capital Partners, LLC | Financial Advisor |
| Published | 05/18/2022 | Metasource, LLC | Financing, Debt Capital Markets | Senior Term Loan | Image
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Services & Industrials, Business Services | °µÍø³Ô¹Ï served as sole debt placement agent for MetaSource, LLC, a portfolio company of Eos Partners, L.P. | Senior Term Loan | Sole Placement Agent | |
| Published | 05/18/2022 | Captain D's, LLC | Mergers & Acquisitions | Sell-Side | Image
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Consumer, Restaurants | °µÍø³Ô¹Ï served as sell-side advisor for Captain D's, LLC, a portfolio company of Sentinel Capital Partners, on sale to Centre Partners Management LLC | Captain D's, LLC, a portfolio company of Sentinel Capital Partners, has been acquired by Centre Partners Management LLC | Financial Advisor | |
| Published | 05/18/2022 | Genesis Research LLC | Mergers & Acquisitions | Buy-Side | Image
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Healthcare, Healthcare Services | °µÍø³Ô¹Ï served as buy-side advisor for Genesis Research, a portfolio company of GHIO, on its acquisition of Market Access Transformation, a portfolio company of Silversmith Capital Partners | Genesis Research, a portfolio company of GHIO, has acquired Market Access Transformation, a portfolio company of Silversmith Capital Partners | Financial Advisor | |
| Published | 05/16/2022 | Inhibikase Therapeutics | Equity Capital Markets | At the Market Offering | $98.0 Million | Image
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Healthcare, Biopharma | °µÍø³Ô¹Ï served as placement agent for Inhibikase Therapeutics on an ATM offering | ATM | Sole Placement Agent |
| Published | 05/13/2022 | ProFrac Holdings Corp | Financing, Equity Capital Markets | IPO | $328.0 Million | Image
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Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment | °µÍø³Ô¹Ï served as bookrunner for ProFrac Holdings Corp on its initial public offering | Initial Public Offering | Active Bookrunner |
| Published | 05/09/2022 | Fulcrum Therapeutics | Equity Capital Markets | At the Market Offering | $50.0 Million | Image
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Healthcare, Biopharma | °µÍø³Ô¹Ï served as placement agent for Fulcrum Therapeutics on an ATM offering | ATM | Sole Placement Agent |
| Published | 05/09/2022 | Tuesday Morning Corporation | Restructuring | Special Situations Financing | Image
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Consumer, Retail & Disruptive Commerce | °µÍø³Ô¹Ï served as financial advisor for Tuesday Morning Corporation on a recapitalized led by a multi-party investment from Retail Ecommerce Ventures, Ayon Capital and certain members of management | Tuesday Morning Corporation recapitalization led by a multi-party investment from Retail Ecommerce Ventures, Ayon Capital and certain members of management | ||
| Published | 05/09/2022 | Marvell Technology, Inc. | Mergers & Acquisitions | Buy-Side | Image
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Technology, Internet & Digital Media | °µÍø³Ô¹Ï served as buy-side advisor for Marvell Technology, Inc. on acquisition of Tanzanite Silicon Solutions, Inc., a leading developer of advanced Compute Express Linkâ„¢ (CXLâ„¢) technologies | Marvell Technology, Inc. has acquired Tanzanite Silicon Solutions, Inc. | Financial Advisor |
°µÍø³Ô¹Ï acquired TRS Advisors on 12/31/2020, Stamford Partners on 6/13/2022, DBO Partners on 10/10/2022, Aviditi Advisors on 8/23/2024 and G Squared Capital Partners on 9/12/2025, transactions completed prior were executed by the respective firm.