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Investment Banking Transactions

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Date Client Type Sub-Type Amt. Logo Sector/Sub-Sector Description Tombstone Description PSC Role
Published 11/01/2022 Broad Street Realty, Inc. Financing, Equity Private Placements, Debt Capital Markets - Depositories, Real Estate & Financial Services Mezzanine Debt $95.0 Million Financial Services, Real Estate °µÍø³Ô¹Ï served as placement agent for Broad Street Realty, Inc. on a preferred equity and mezzanine debt financing Preferred Equity Mezzanine Debt Joint Placement Agent
Published 11/01/2022 Signers National Mergers & Acquisitions Sell-Side Financial Services, Insurance °µÍø³Ô¹Ï served as sell-side advisor fo Signers National on sale of a minority stake to CIVC Partners Signers National has sold a minority stake to CIVC Partners Financial Advisor
Published 11/01/2022 Envestnet Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services Senior Notes $500.0 Million Financial Services, Asset & Wealth Management °µÍø³Ô¹Ï served as co-manager for Envestnet on a senior convertible notes offering Senior Convertible Notes Co-Manager
Published 11/01/2022 Renovo Financial Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services Senior Notes $20.0 Million Financial Services, Specialty Finance °µÍø³Ô¹Ï served as sole placement agent for Renovo Financial on a senior secured notes offering due in 2027 Senior Secured Notes Financial Advisor
Published 11/01/2022 Amberjack Capital Partners Private Capital Advisory, Secondary Capital Secondary Capital $300.0 Million Private Capital Advisory °µÍø³Ô¹Ï served as Co-Advisor to AmberJack Capital Partners on its Single Asset Continuation Vehicle Single Asset Continuation Vehicle Secondary Advisor
Published 11/01/2022 MML Capital Partners Mergers & Acquisitions Buy-Side Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment °µÍø³Ô¹Ï served as buy-side advisor for MML Capital Partners on acquisition of OnPoint Industrial Services, a portfolio cimpany of Capstreet MML Capital Partners has acquired OnPoint Industrial Services Financial Advisor
Published 11/01/2022 kV Power Mergers & Acquisitions Sell-Side Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment °µÍø³Ô¹Ï served as sell-side advisor for kVPower, a portfolio company of Rock Hill Capital, on sale to Warren Equity Partners kVPower, a portfolio company of Rock Hill Capital, has been acquired by Warren Equity Partners Financial Advisor
Published 10/31/2022 Lipari Foods Mergers & Acquisitions Sell-Side Services & Industrials, Distribution °µÍø³Ô¹Ï served as sell-side advisor for Lipari Foods, a portfolio company of H.I.G. Capital, on sale to Littlejohn & Co. Lipari Foods, a portfolio company of H.I.G. Capital, has been acquired by Littlejohn & Co. Financial Advisor
Published 10/14/2022 VectivBio Financing, Equity Capital Markets Registered Direct $125.3 Million Healthcare, Biopharma °µÍø³Ô¹Ï served as bookrunner for VectivBio on a registered direct offering Registered Direct Active Bookrunner
Published 10/13/2022 Aspen Surgical Products, Inc. Mergers & Acquisitions Buy-Side Healthcare, Med-Tech °µÍø³Ô¹Ï served as buy-side advisor for Aspen Surgical Products, Inc., a portfolio company of Audax Private Equity, on acquisition of Symmetry Surgical Aspen Surgical Products, Inc., a portfolio company of Audax Private Equity, has acquired Symmetry Surgical Financial Advisor
Published 10/12/2022 QVine Mergers & Acquisitions Sell-Side Technology, Defense & Government °µÍø³Ô¹Ï served as sell-side advisor for QVine on its sale to SilverEdge Government Solutions, a portfolio company of Godspeed Capital Management QVine has been acquired by SilverEdge Government Solutions, a portfolio company of Godspeed Capital Management Financial Advisor
Published 10/11/2022 PETRONAS Chemicals Group Berhad Mergers & Acquisitions Buy-Side $2.4 Billion Chemicals °µÍø³Ô¹Ï served as buy-side advisor for PETRONAS Chemicals Group on acquisition of Perstorp Holding AB, a portfolio company of PAI Partners PETRONAS Chemicals Group has acquired Perstorp Holding AB, a portfolio company of PAI Partners Financial Advisor
Published 10/03/2022 Iron Vine Security Mergers & Acquisitions Sell-Side Technology, Defense & Government °µÍø³Ô¹Ï served as sell-side advisor for Iron Vine Security on its sale to ASGN Incorporated Iron Vine Security has been acquired by ASGN Incorporated Financial Advisor
Published 10/03/2022 Lloyd's Register Mergers & Acquisitions Division Carve Out Energy, Power & Infrastructure, Energy & Power Services & Equipment °µÍø³Ô¹Ï served as sell-side advisor for Lloyd's Register Group Services Limited on divestiture of its RiskSpectrum Business and Subsurface Business to Total Specific Solutions Lloyd's Register Group Services Limited has divested its RiskSpectrum Business and Subsurface Business to Total Specific Solutions Financial Advisor
Published 10/01/2022 Republic Bancorp, Inc. Mergers & Acquisitions Buy-Side $51.0 Million Financial Services, Depositories °µÍø³Ô¹Ï served as buy-side advisor for Republic Bancorp, Inc. on acquisition of CBank Republic Bancorp, Inc. has acquired CBank Financial Advisor
Published 10/01/2022 Noah Bank Mergers & Acquisitions Merger $25.4 Million Financial Services, Depositories °µÍø³Ô¹Ï served as financial advisor for Noah Bank on announced merger with The Bank of Princeton Noah Bank has agreed to merge with The Bank of Princeton Financial Advisor
Published 10/01/2022 City Holding Company Mergers & Acquisitions Buy-Side $61.0 Million Financial Services, Depositories °µÍø³Ô¹Ï served as buy-side advisor for City Holding Company on acquisition of Citizens Commerce Bancshares City Holding Company has acquired Citizens Commerce Bancshares Financial Advisor
Published 10/01/2022 Security Bancshares of Pulaski County, Inc. Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services Subordinated Debt $3.5 Million Financial Services, Depositories °µÍø³Ô¹Ï served as sole placement agent for Security Bancshares of Pulaski County, Inc. on a 7.50% fixed-to-floating rate subordinated notes offering due in 2032 Subordinated Notes Sole Placement Agent
Published 10/01/2022 Callodine Group Private Capital Advisory, Capital Solutions Capital Solutions $293.0 Million Private Capital Advisory °µÍø³Ô¹Ï served as sole financial advisor for Callodine Group on its Meger and Acquistion of Manning & Napier Callodine Group has merged and acquired Manning and Napier Financial Advisor
Published 10/01/2022 Community Heritage Financial, Inc. Financing, Equity Capital Markets IPO $12.6 Million Financial Services, Depositories °µÍø³Ô¹Ï served as sole bookrunner for Community Heritage Financial, Inc. on its initial public offering Initial Public Offering Left Bookrunner

°µÍø³Ô¹Ï acquired TRS Advisors on 12/31/2020, Stamford Partners on 6/13/2022, DBO Partners on 10/10/2022, Aviditi Advisors on 8/23/2024 and G Squared Capital Partners on 9/12/2025, transactions completed prior were executed by the respective firm.