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Investment Banking Transactions

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Date Client Type Sub-Type Amt. Logo Sector/Sub-Sector Description Tombstone Description PSC Role
Published 06/07/2023 Cogent Biosciences Financing, Equity Capital Markets Confidentially Marketed Follow-On Offering $150.0 Million Healthcare, Biopharma °µÍø³Ô¹Ï served as bookrunner for Cogent Biosciences on a confidentially marketed follow on offering Confidentially Marketed Follow-On Offering Active Bookrunner
Published 06/07/2023 Skyward Specialty Insurance Financing, Equity Capital Markets Follow-On Offering $101.8 Million Financial Services, Insurance °µÍø³Ô¹Ï served as bookrunner for Skyward Specialty Insurance on a follow-on offering Follow-On Offering Passive Bookrunner
Published 06/07/2023 Corebridge Financial, Inc Financing, Equity Capital Markets Follow-On Offering $1.2 Billion Financial Services, Insurance °µÍø³Ô¹Ï served as bookrunner for Corebridge Financial, Inc. on a follow-on offering Follow-On Offering Active Bookrunner
Published 06/07/2023 Akoya Biosciences, Inc. Financing, Equity Capital Markets Confidentially Marketed Follow-On Offering $50.0 Million Healthcare, Life Sciences Tools & Diagnostics °µÍø³Ô¹Ï served as bookrunner for Akoya Biosciences, Inc. on a confidentially marketed follow on offering Confidentially Marketed Follow-On Offering Active Bookrunner
Published 06/07/2023 Day One Biopharmaceuticals, Inc. Financing, Equity Capital Markets Confidentially Marketed Follow-On Offering $172.5 Million Healthcare, Biopharma °µÍø³Ô¹Ï served as bookrunner for Day One Biopharmaceuticals, Inc. on a confidentially marketed follow-on offering Confidentally Marketed Follow-On Offering Active Bookrunner
Published 06/05/2023 East Resources Private Capital Advisory, Capital Solutions Capital Solutions $618.0 Million Private Capital Advisory °µÍø³Ô¹Ï advised East Resources on its SPAC acquisition of Abacus Life SPAC Acquistion Financial Advisor
Published 06/02/2023 Loyalty Ventures, Inc Restructuring Creditor Advisory Technology, Technology Services °µÍø³Ô¹Ï advised the ad hoc group of Term Loan Lenders in the restructuring of Loyalty Ventures, Inc. under chapter 11 in the US and CCAA in Canada Creditor Advisory Financial Advisor
Published 06/02/2023 Axis Well Technology Mergers & Acquisitions Sell-Side Energy, Power & Infrastructure, Energy & Power Infrastructure °µÍø³Ô¹Ï served as sell-side advisor for Axis Well Technology Group Limited on sale to RSK Group Limited Axis Well Technology Group Limited has sold to RSK Group Limited Financial Advisor
Published 06/01/2023 Eagle Merchant Partners Private Capital Advisory, Private Funds Private Funds $266.0 Million Private Capital Advisory °µÍø³Ô¹Ï served as sole placement agent for Eagle Merchant Partners on its first-time fundraise for a Southeast-focused franchise / multi-unit and industrial specialist fund Fund I
Sole Placement Agent
Published 05/31/2023 Lexicon Pharmaceuticals, Inc. Financing, Equity Capital Markets Confidentially Marketed Follow-On Offering $134.3 Million Healthcare, Biopharma Confidentially Marketed Follow-On Offering and PIPE Offering Active Bookrunner
Published 05/24/2023 Edmonton Bankshares, Inc Mergers & Acquisitions Buy-Side Financial Services, Depositories °µÍø³Ô¹Ï served as buy-side advisor for Edmonton Bankshares, Inc. on acquisition of Sumner Financial Corporation Edmonton Bankshares, Inc. has acquired Sumner Financial Corporation Financial Advisor
Published 05/24/2023 Trachte, Inc. Financing, Debt Capital Markets Senior Term Loan Services & Industrials, Building Products °µÍø³Ô¹Ï served as sole placement agent for Trachte, Inc. on a senior secured term loan, delayed draw term loan and revolver Senior Secured Term Loan
Delayed Draw Term Loan
Revolver
Sole Placement Agent
Published 05/23/2023 Gladstone Investment Corporation Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services Senior Notes $65.0 Million Financial Services, Asset & Wealth Management °µÍø³Ô¹Ï served as co-manager for Gladstone Investment Corporation on a senior fixed rate notes offering
Senior Notes Offering
Co-Manager
Published 05/23/2023 Vita Coco Financing, Equity Capital Markets Follow-On Offering $132.3 Million Consumer, Food & Beverage °µÍø³Ô¹Ï served as bookrunner for The Vita Coco Company, Inc. on a follow-on offering Follow-On Offering Passive Bookrunner
Published 05/19/2023 Solar Development Group, LLC Mergers & Acquisitions Sell-Side Energy, Power & Infrastructure, Renewables & Clean Energy °µÍø³Ô¹Ï served as sell-side advisor for Solar Development Group, LLC on the sale of 270 MWdc of community solar projects to Nautilus Solar Solar Development Group, LLC has sold 270 MWdc of community solar projects to Nautilus Solar Financial Advisor
Published 05/18/2023 Vivid Seats Ltd. Financing, Equity Capital Markets Follow-On Offering $128.0 Million Technology, Internet & Digital Media °µÍø³Ô¹Ï served as co-manager for Vivid Seats, Inc. on a follow-on offering Follow-On Offering Co-Manager
Published 05/18/2023 Intapp, Inc. Financing, Equity Capital Markets Follow-On Offering $262.3 Million Technology, Software °µÍø³Ô¹Ï served as bookrunner for Intapp, Inc. on a follow on offering Follow-On Offering Passive Bookrunner
Published 05/18/2023 Cincinnati Bancorp, Inc Mergers & Acquisitions Sell-Side $43.7 Million Financial Services, Depositories °µÍø³Ô¹Ï served as sell-side advisor and provided a fairness opinion for Cincinnati Bancorp, Inc. on announced sale to LCNB Corp
Cincinnati Bancorp, Inc. has agreed to be acquired by LCNB Corp Financial Advisor
Published 05/16/2023 Interwell Mergers & Acquisitions Buy-Side Energy, Power & Infrastructure, Energy & Power Services & Equipment °µÍø³Ô¹Ï served as buy-side advisor for Interwell on acquisition of Iconic, a portfolio company of ProVenture Interwell has acquired Iconic, a portfolio company of ProVenture Financial Advisor
Published 05/15/2023 Angelo, Gordon & Co. Mergers & Acquisitions Sell-Side $2.7 Billion Financial Services, Asset & Wealth Management °µÍø³Ô¹Ï served as financial advisor for Angelo, Gordon & Co., L.P. on sale to TPG Inc. Angelo Gordon & Co., L.P. has sold to TPG Inc. Financial Advisor

°µÍø³Ô¹Ï acquired TRS Advisors on 12/31/2020, Stamford Partners on 6/13/2022, DBO Partners on 10/10/2022, Aviditi Advisors on 8/23/2024 and G Squared Capital Partners on 9/12/2025, transactions completed prior were executed by the respective firm.