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Investment Banking Transactions

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Date Client Type Sub-Type Amt. Logo Sector/Sub-Sector Description Tombstone Description PSC Role
Published 04/24/2024 Legion Technologies, Inc. Financing, Equity Private Placements Minority Capital Raise $50.0 Million Technology, Software °µÍø³Ô¹Ï served as sole financial advisor for Legion Technologies, Inc. on a growth investment from Riverwood Capital Management L.P.

Legion Technologies, Inc. has received a growth investment from Riverwood Capital Management L.P. Financial Advisor
Published 04/24/2024 Foremark Performance Chemicals Mergers & Acquisitions Sell-Side Chemicals °µÍø³Ô¹Ï served as sell-side advisor for Foremark Performance Chemicals, a portfolio company of SK Capital, on sale to CC Industries Foremark Performance Chemicals, a portfolio company of SK Capital has been sold to CC Industries
Published 04/24/2024 Marex Group plc Equity Capital Markets IPO $292.0 Million Financial Services, FinTech °µÍø³Ô¹Ï served as bookrunner for Marex Group plc. on its initial public offering Initial Public Offering Passive Bookrunner
Published 04/17/2024 Biohaven Ltd. Equity Capital Markets CMFO $264.5 Million Healthcare, Biopharma °µÍø³Ô¹Ï served as bookrunner for Biohaven Ltd. on its CMFO Confidentially Marketed Follow-On Offering Active Bookrunner
Published 04/15/2024 MFA Financial Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services Senior Notes $75.0 Million Financial Services, Real Estate, Specialty Finance °µÍø³Ô¹Ï served as bookrunner for MFA Financial on its senior unsecured notes offering Senior Unsecured Notes Active Bookrunner
Published 04/11/2024 Nurix Inc. Financing, Equity Capital Markets CMFO $201.2 Million Healthcare, Biopharma °µÍø³Ô¹Ï served as bookrunner for Nurix Therapeutics, Inc. on it's CMFO Confidentially Marketed Follow-On Offering Active Bookrunner
Published 04/03/2024 Aquestive Therapeutics, Inc Equity Capital Markets At the Market Offering $100.0 Million Healthcare, Biopharma °µÍø³Ô¹Ï served as placement agent for Aquestive Therapeutics on an ATM offering
ATM Sole Placement Agent
Published 04/03/2024 Balance Partners, LLC Mergers & Acquisitions Sell-Side Financial Services, Insurance °µÍø³Ô¹Ï served as financial advisor for Balance Partners, LLC on a strategic growth investment from BV Investment Partners Balance Partners, LLC has received a strategic growth investment from BV Investment Partners Financial Advisor
Published 04/03/2024 Blue Ridge Bankshares, Inc. Financing, Equity Capital Markets PIPE $150.0 Million Financial Services, Depositories °µÍø³Ô¹Ï served as placement agent for Blue Ridge Bankshares, Inc. on a PIPE offering PIPE Sole Placement Agent
Published 04/01/2024 GPI Gutter Products Financing Senior Term Loan Consumer, Retail & Disruptive Commerce °µÍø³Ô¹Ï served as sole debt placement agent for GPI Gutter Products, a portfolio company of Great Range Capital, on a debt capital raise Senior Term Loan Sole Placement Agent
Published 04/01/2024 Financial Institutions, Inc. Mergers & Acquisitions Division Carve Out $27.0 Million Financial Services, Insurance °µÍø³Ô¹Ï served as sell-side advisor for Financial Institutions, Inc. on divestiture of d SDN Insurance to NFP Property & Casualty Services, Inc. Financial Institutions, Inc. has divested SDN Insurance to NFP Property & Casualty Services, Inc. Financial Advisor
Published 03/29/2024 YourPolicy Mergers & Acquisitions Sell-Side Financial Services, Insurance °µÍø³Ô¹Ï served as the Sell-Side Advisor for YourPolicy, LLC in the sale to LNC Partners YourPolicy has been acquired by LNC Partners Financial Advisor
Published 03/29/2024 Specialty Dental Brands Restructuring Special Situations Financing Healthcare, Healthcare Services °µÍø³Ô¹Ï served as advisor to the company on its recapitalization Special Situations Financing Financial Advisor
Published 03/27/2024 Praxis Precision Medicines, Inc. Financing, Equity Capital Markets CMFO $200.0 Million Healthcare, Biopharma °µÍø³Ô¹Ï served as bookrunner for Praxis Precision Medicines, Inc. on a confidentially marketed follow-on offering Confidentially Marketed Follow-On Offering Active Bookrunner
Published 03/27/2024 Boundless Bio, Inc. Financing, Equity Capital Markets IPO $100.0 Million Healthcare, Biopharma °µÍø³Ô¹Ï served as bookrunner for Boundless Bio, Inc. on its initial public offering Initial Public Offering Active Bookrunner
Published 03/27/2024 Eagle Point Income Company, Inc. Equity Capital Markets Preferred Stock $30.5 Million Financial Services, Asset & Wealth Management °µÍø³Ô¹Ï served as bookrunner for Eagle Point Income Company, Inc. on a Series C Term Preferred offering Series C Term Preferred Active Bookrunner
Published 03/22/2024 Global Systems Technologies Mergers & Acquisitions Sell-Side Technology, Defense & Government °µÍø³Ô¹Ï served as sell-side advisor for Global Systems Technologies on its sale to Sayres Defense, a portfolio company of Broadtree Partners Global Systems Technologies has been acquired by Sayres Defense, a portfolio company of Broadtree Partners Financial Advisor
Published 03/21/2024 Zahroof Valves, Inc. Mergers & Acquisitions Sell-Side $10.0 Million Energy, Power & Infrastructure, Energy & Power Services & Equipment °µÍø³Ô¹Ï served as sell-side advisor for Zahroof Valces, Inc. on sale to Atlas Copco Compressors Zahroof Valves, Inc. has sold to Atlas Copco Compressors Financial Advisor
Published 03/19/2024 Aquestive Therapeutics, Inc. Financing, Equity Capital Markets CMFO $75.0 Million Healthcare, Biopharma °µÍø³Ô¹Ï served as bookrunner for Aquestive Therapeutics, Inc. on a confidentially marketed follow-on offering Confidentially Marketed Follow-On Offering Active Bookrunner
Published 03/19/2024 Deep Casing Tools Limited Mergers & Acquisitions Sell-Side Energy, Power & Infrastructure, Energy & Power Services & Equipment °µÍø³Ô¹Ï served as sell-side advisor for Deep Casing Tools Limited on sale to Drilling Tools International Corp Deep Casing Tools Limited has sold to Drilling Tools International Corp Financial Advisor

°µÍø³Ô¹Ï acquired TRS Advisors on 12/31/2020, Stamford Partners on 6/13/2022, DBO Partners on 10/10/2022, Aviditi Advisors on 8/23/2024 and G Squared Capital Partners on 9/12/2025, transactions completed prior were executed by the respective firm.