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| Date | Client | Type | Sub-Type | Amt. | Logo | Sector/Sub-Sector | Description | Tombstone Description | PSC Role | |
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| Published | 04/24/2024 | Legion Technologies, Inc. | Financing, Equity Private Placements | Minority Capital Raise | $50.0 Million | Image
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Technology, Software | °µÍø³Ô¹Ï served as sole financial advisor for Legion Technologies, Inc. on a growth investment from Riverwood Capital Management L.P. |
Legion Technologies, Inc. has received a growth investment from Riverwood Capital Management L.P. | Financial Advisor |
| Published | 04/24/2024 | Foremark Performance Chemicals | Mergers & Acquisitions | Sell-Side | Image
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Chemicals | °µÍø³Ô¹Ï served as sell-side advisor for Foremark Performance Chemicals, a portfolio company of SK Capital, on sale to CC Industries | Foremark Performance Chemicals, a portfolio company of SK Capital has been sold to CC Industries | ||
| Published | 04/24/2024 | Marex Group plc | Equity Capital Markets | IPO | $292.0 Million | Image
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Financial Services, FinTech | °µÍø³Ô¹Ï served as bookrunner for Marex Group plc. on its initial public offering | Initial Public Offering | Passive Bookrunner |
| Published | 04/17/2024 | Biohaven Ltd. | Equity Capital Markets | CMFO | $264.5 Million | Image
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Healthcare, Biopharma | °µÍø³Ô¹Ï served as bookrunner for Biohaven Ltd. on its CMFO | Confidentially Marketed Follow-On Offering | Active Bookrunner |
| Published | 04/15/2024 | MFA Financial | Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services | Senior Notes | $75.0 Million | Image
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Financial Services, Real Estate, Specialty Finance | °µÍø³Ô¹Ï served as bookrunner for MFA Financial on its senior unsecured notes offering | Senior Unsecured Notes | Active Bookrunner |
| Published | 04/11/2024 | Nurix Inc. | Financing, Equity Capital Markets | CMFO | $201.2 Million | Image
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Healthcare, Biopharma | °µÍø³Ô¹Ï served as bookrunner for Nurix Therapeutics, Inc. on it's CMFO | Confidentially Marketed Follow-On Offering | Active Bookrunner |
| Published | 04/03/2024 | Aquestive Therapeutics, Inc | Equity Capital Markets | At the Market Offering | $100.0 Million | Image
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Healthcare, Biopharma | °µÍø³Ô¹Ï served as placement agent for Aquestive Therapeutics on an ATM offering |
ATM | Sole Placement Agent |
| Published | 04/03/2024 | Balance Partners, LLC | Mergers & Acquisitions | Sell-Side | Image
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Financial Services, Insurance | °µÍø³Ô¹Ï served as financial advisor for Balance Partners, LLC on a strategic growth investment from BV Investment Partners | Balance Partners, LLC has received a strategic growth investment from BV Investment Partners | Financial Advisor | |
| Published | 04/03/2024 | Blue Ridge Bankshares, Inc. | Financing, Equity Capital Markets | PIPE | $150.0 Million | Image
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Financial Services, Depositories | °µÍø³Ô¹Ï served as placement agent for Blue Ridge Bankshares, Inc. on a PIPE offering | PIPE | Sole Placement Agent |
| Published | 04/01/2024 | GPI Gutter Products | Financing | Senior Term Loan | Image
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Consumer, Retail & Disruptive Commerce | °µÍø³Ô¹Ï served as sole debt placement agent for GPI Gutter Products, a portfolio company of Great Range Capital, on a debt capital raise | Senior Term Loan | Sole Placement Agent | |
| Published | 04/01/2024 | Financial Institutions, Inc. | Mergers & Acquisitions | Division Carve Out | $27.0 Million | Image
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Financial Services, Insurance | °µÍø³Ô¹Ï served as sell-side advisor for Financial Institutions, Inc. on divestiture of d SDN Insurance to NFP Property & Casualty Services, Inc. | Financial Institutions, Inc. has divested SDN Insurance to NFP Property & Casualty Services, Inc. | Financial Advisor |
| Published | 03/29/2024 | Specialty Dental Brands | Restructuring | Special Situations Financing | Image
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Healthcare, Healthcare Services | °µÍø³Ô¹Ï served as advisor to the company on its recapitalization | Special Situations Financing | Financial Advisor | |
| Published | 03/29/2024 | YourPolicy | Mergers & Acquisitions | Sell-Side | Image
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Financial Services, Insurance | °µÍø³Ô¹Ï served as the Sell-Side Advisor for YourPolicy, LLC in the sale to LNC Partners | YourPolicy has been acquired by LNC Partners | Financial Advisor | |
| Published | 03/27/2024 | Boundless Bio, Inc. | Financing, Equity Capital Markets | IPO | $100.0 Million | Image
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Healthcare, Biopharma | °µÍø³Ô¹Ï served as bookrunner for Boundless Bio, Inc. on its initial public offering | Initial Public Offering | Active Bookrunner |
| Published | 03/27/2024 | Eagle Point Income Company, Inc. | Equity Capital Markets | Preferred Stock | $30.5 Million | Image
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Financial Services, Asset & Wealth Management | °µÍø³Ô¹Ï served as bookrunner for Eagle Point Income Company, Inc. on a Series C Term Preferred offering | Series C Term Preferred | Active Bookrunner |
| Published | 03/27/2024 | Praxis Precision Medicines, Inc. | Financing, Equity Capital Markets | CMFO | $200.0 Million | Image
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Healthcare, Biopharma | °µÍø³Ô¹Ï served as bookrunner for Praxis Precision Medicines, Inc. on a confidentially marketed follow-on offering | Confidentially Marketed Follow-On Offering | Active Bookrunner |
| Published | 03/22/2024 | Global Systems Technologies | Mergers & Acquisitions | Sell-Side | Image
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Technology, Defense & Government | °µÍø³Ô¹Ï served as sell-side advisor for Global Systems Technologies on its sale to Sayres Defense, a portfolio company of Broadtree Partners | Global Systems Technologies has been acquired by Sayres Defense, a portfolio company of Broadtree Partners | Financial Advisor | |
| Published | 03/21/2024 | Zahroof Valves, Inc. | Mergers & Acquisitions | Sell-Side | $10.0 Million | Image
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Energy, Power & Infrastructure, Energy & Power Services & Equipment | °µÍø³Ô¹Ï served as sell-side advisor for Zahroof Valces, Inc. on sale to Atlas Copco Compressors | Zahroof Valves, Inc. has sold to Atlas Copco Compressors | Financial Advisor |
| Published | 03/19/2024 | Aquestive Therapeutics, Inc. | Financing, Equity Capital Markets | CMFO | $75.0 Million | Image
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Healthcare, Biopharma | °µÍø³Ô¹Ï served as bookrunner for Aquestive Therapeutics, Inc. on a confidentially marketed follow-on offering | Confidentially Marketed Follow-On Offering | Active Bookrunner |
| Published | 03/19/2024 | Deep Casing Tools Limited | Mergers & Acquisitions | Sell-Side | Image
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Energy, Power & Infrastructure, Energy & Power Services & Equipment | °µÍø³Ô¹Ï served as sell-side advisor for Deep Casing Tools Limited on sale to Drilling Tools International Corp | Deep Casing Tools Limited has sold to Drilling Tools International Corp | Financial Advisor |
°µÍø³Ô¹Ï acquired TRS Advisors on 12/31/2020, Stamford Partners on 6/13/2022, DBO Partners on 10/10/2022, Aviditi Advisors on 8/23/2024 and G Squared Capital Partners on 9/12/2025, transactions completed prior were executed by the respective firm.